Dark
Light
System
Security
POWERSHARES N/C 6/4/18 46138E636
POWERSHARES N/C 6/4/18 46138E636. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 52 Institutional holders with a total value of $121,066,337.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 803,594 22,854,000 18.88%
2 UBS Group AG 593,676 16,884,000 13.95%
3 GUGGENHEIM CAPITAL LLC 457,378 13,007,000 10.74%
4 BANK OF AMERICA CORP /DE/ 347,278 9,877,000 8.16%
5 WELLS FARGO & COMPANY/MN 264,513 7,523,000 6.21%
6 STIFEL FINANCIAL CORP 153,619 4,369,000 3.61%
7 Advisory Alpha, LLC 144,852 4,120,000 3.40%
8 Checchi Capital Advisers, LLC 141,826 4,034,000 3.33%
9 FIRSTMERIT BANK N A TRUSTEE 129,699 3,688,000 3.05%
10 ASSETMARK, INC 94,506 2,688,000 2.22%
11 MORGAN STANLEY 93,519 2,660,000 2.20%
12 FIRST TRUST ADVISORS LP 86,416 2,458,000 2.03%
13 BANK OF THE WEST 80,478 2,289,000 1.89%
14 Parkside Advisors LLC 80,288 2,283,000 1.89%
15 Commonwealth Equity Services, Inc 77,203 2,196,000 1.81%
16 LPL Financial LLC 77,115 2,193,000 1.81%
17 Rathbones Group PLC 70,983 2,019,000 1.67%
18 LEUTHOLD GROUP, LLC 69,868 1,987,000 1.64%
19 VSR Financial Services, Inc. 65,198 1,854,000 1.53%
20 AMERIPRISE FINANCIAL INC 48,213 1,371,000 1.13%
21 Raymond James Financial Services Advisors, Inc. 35,715 1,016,000 0.84%
22 Canal Capital Management, LLC 35,663 1,014,000 0.84%
23 DEUTSCHE BANK AG\ 34,808 988,000 0.82%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,201 774,000 0.64%
25 COLONY GROUP LLC 25,007 711,000 0.59%
26 ENVESTNET ASSET MANAGEMENT INC 22,892 651,000 0.54%
27 Private Advisor Group, LLC 22,231 632,000 0.52%
28 Pictet North America Advisors SA 20,948 596,000 0.49%
29 Brouwer & Janachowski, LLC 19,744 562,000 0.46%
30 Robert W. Baird & Co. Inc 19,342 550,000 0.45%
31 HighTower Advisors, LLC 18,571 528,000 0.44%
32 Freedom Investment Management, Inc. 18,179 517,000 0.43%
33 ALESCO ADVISORS LLC 14,985 426,000 0.35%
34 Ancora Advisors LLC 13,621 387,000 0.32%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,611 387,000 0.32%
36 Sigma Planning Corp 8,841 251,000 0.21%
37 DENVER INVESTMENT ADVISORS LLC 8,450 240,000 0.20%
38 AMERICAN INTERNATIONAL GROUP, INC. 6,261 178,063 0.15%
39 Transamerica Financial Advisors, LLC 2,116 61,000 0.05%
40 NATIONAL PLANNING CORP 1,822 50,980 0.04%
41 Creative Planning 1,255 36,000 0.03%
42 BANK OF MONTREAL /CAN/ 1,170 33,000 0.03%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,010 29,000 0.02%
44 MSI Financial Services Inc 977 28,000 0.02%
45 NEW ENGLAND SECURITIES CORP /MA/ 962 27,000 0.02%
46 AGF INVESTMENTS INC. 414 12,000 0.01%
47 CITIGROUP INC 322 9,000 0.01%
48 NEXT Financial Group, Inc 274 8,000 0.01%
49 Regal Investment Advisors LLC 185 5,000 0.00%
50 Capital Analysts, LLC 151 4,294 0.00%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.