| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 803,594 | 22,854,000 | 18.88% | ||
| 2 | UBS Group AG | 593,676 | 16,884,000 | 13.95% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 457,378 | 13,007,000 | 10.74% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 347,278 | 9,877,000 | 8.16% | ||
| 5 | WELLS FARGO & COMPANY/MN | 264,513 | 7,523,000 | 6.21% | ||
| 6 | STIFEL FINANCIAL CORP | 153,619 | 4,369,000 | 3.61% | ||
| 7 | Advisory Alpha, LLC | 144,852 | 4,120,000 | 3.40% | ||
| 8 | Checchi Capital Advisers, LLC | 141,826 | 4,034,000 | 3.33% | ||
| 9 | FIRSTMERIT BANK N A TRUSTEE | 129,699 | 3,688,000 | 3.05% | ||
| 10 | ASSETMARK, INC | 94,506 | 2,688,000 | 2.22% | ||
| 11 | MORGAN STANLEY | 93,519 | 2,660,000 | 2.20% | ||
| 12 | FIRST TRUST ADVISORS LP | 86,416 | 2,458,000 | 2.03% | ||
| 13 | BANK OF THE WEST | 80,478 | 2,289,000 | 1.89% | ||
| 14 | Parkside Advisors LLC | 80,288 | 2,283,000 | 1.89% | ||
| 15 | Commonwealth Equity Services, Inc | 77,203 | 2,196,000 | 1.81% | ||
| 16 | LPL Financial LLC | 77,115 | 2,193,000 | 1.81% | ||
| 17 | Rathbones Group PLC | 70,983 | 2,019,000 | 1.67% | ||
| 18 | LEUTHOLD GROUP, LLC | 69,868 | 1,987,000 | 1.64% | ||
| 19 | VSR Financial Services, Inc. | 65,198 | 1,854,000 | 1.53% | ||
| 20 | AMERIPRISE FINANCIAL INC | 48,213 | 1,371,000 | 1.13% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 35,715 | 1,016,000 | 0.84% | ||
| 22 | Canal Capital Management, LLC | 35,663 | 1,014,000 | 0.84% | ||
| 23 | DEUTSCHE BANK AG\ | 34,808 | 988,000 | 0.82% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,201 | 774,000 | 0.64% | ||
| 25 | COLONY GROUP LLC | 25,007 | 711,000 | 0.59% | ||
| 26 | ENVESTNET ASSET MANAGEMENT INC | 22,892 | 651,000 | 0.54% | ||
| 27 | Private Advisor Group, LLC | 22,231 | 632,000 | 0.52% | ||
| 28 | Pictet North America Advisors SA | 20,948 | 596,000 | 0.49% | ||
| 29 | Brouwer & Janachowski, LLC | 19,744 | 562,000 | 0.46% | ||
| 30 | Robert W. Baird & Co. Inc | 19,342 | 550,000 | 0.45% | ||
| 31 | HighTower Advisors, LLC | 18,571 | 528,000 | 0.44% | ||
| 32 | Freedom Investment Management, Inc. | 18,179 | 517,000 | 0.43% | ||
| 33 | ALESCO ADVISORS LLC | 14,985 | 426,000 | 0.35% | ||
| 34 | Ancora Advisors LLC | 13,621 | 387,000 | 0.32% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,611 | 387,000 | 0.32% | ||
| 36 | Sigma Planning Corp | 8,841 | 251,000 | 0.21% | ||
| 37 | DENVER INVESTMENT ADVISORS LLC | 8,450 | 240,000 | 0.20% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 6,261 | 178,063 | 0.15% | ||
| 39 | Transamerica Financial Advisors, LLC | 2,116 | 61,000 | 0.05% | ||
| 40 | NATIONAL PLANNING CORP | 1,822 | 50,980 | 0.04% | ||
| 41 | Creative Planning | 1,255 | 36,000 | 0.03% | ||
| 42 | BANK OF MONTREAL /CAN/ | 1,170 | 33,000 | 0.03% | ||
| 43 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,010 | 29,000 | 0.02% | ||
| 44 | MSI Financial Services Inc | 977 | 28,000 | 0.02% | ||
| 45 | NEW ENGLAND SECURITIES CORP /MA/ | 962 | 27,000 | 0.02% | ||
| 46 | AGF INVESTMENTS INC. | 414 | 12,000 | 0.01% | ||
| 47 | CITIGROUP INC | 322 | 9,000 | 0.01% | ||
| 48 | NEXT Financial Group, Inc | 274 | 8,000 | 0.01% | ||
| 49 | Regal Investment Advisors LLC | 185 | 5,000 | 0.00% | ||
| 50 | Capital Analysts, LLC | 151 | 4,294 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.