| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 484,151 | 12,806,000 | 14.98% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 462,827 | 12,242,000 | 14.32% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 400,803 | 10,601,000 | 12.40% | ||
| 4 | Bluefin Trading, LLC | 182,146 | 4,818,000 | 5.64% | ||
| 5 | STIFEL FINANCIAL CORP | 167,855 | 4,440,000 | 5.19% | ||
| 6 | Checchi Capital Advisers, LLC | 166,409 | 4,402,000 | 5.15% | ||
| 7 | ROYAL BANK OF CANADA | 162,636 | 4,302,000 | 5.03% | ||
| 8 | FIRSTMERIT BANK N A TRUSTEE | 130,495 | 3,452,000 | 4.04% | ||
| 9 | WELLS FARGO & COMPANY/MN | 119,239 | 3,155,000 | 3.69% | ||
| 10 | MORGAN STANLEY | 86,913 | 2,299,000 | 2.69% | ||
| 11 | Advisory Alpha, LLC | 85,863 | 2,271,000 | 2.66% | ||
| 12 | FIRST TRUST ADVISORS LP | 84,328 | 2,230,000 | 2.61% | ||
| 13 | Rathbones Group PLC | 74,378 | 1,967,000 | 2.30% | ||
| 14 | VSR Financial Services, Inc. | 71,832 | 1,900,000 | 2.22% | ||
| 15 | LEUTHOLD GROUP, LLC | 69,868 | 1,848,000 | 2.16% | ||
| 16 | LPL Financial LLC | 69,527 | 1,842,000 | 2.15% | ||
| 17 | BANK OF THE WEST | 66,540 | 1,760,000 | 2.06% | ||
| 18 | Commonwealth Equity Services, Inc | 64,936 | 1,718,000 | 2.01% | ||
| 19 | AMERIPRISE FINANCIAL INC | 44,692 | 1,182,000 | 1.38% | ||
| 20 | Canal Capital Management, LLC | 41,016 | 1,084,000 | 1.27% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 27,839 | 737,000 | 0.86% | ||
| 22 | ENVESTNET ASSET MANAGEMENT INC | 26,294 | 695,000 | 0.81% | ||
| 23 | ALESCO ADVISORS LLC | 22,060 | 583,000 | 0.68% | ||
| 24 | HighTower Advisors, LLC | 21,508 | 569,000 | 0.67% | ||
| 25 | Private Advisor Group, LLC | 20,578 | 544,000 | 0.64% | ||
| 26 | Pictet North America Advisors SA | 17,948 | 475,000 | 0.56% | ||
| 27 | Freedom Investment Management, Inc. | 15,353 | 406,000 | 0.47% | ||
| 28 | Ancora Advisors LLC | 0 | 405,000 | 0.47% | ||
| 29 | Brouwer & Janachowski, LLC | 11,000 | 291,000 | 0.34% | ||
| 30 | LifePlan Financial Group, Inc | 9,468 | 250,000 | 0.29% | ||
| 31 | MSI Financial Services Inc | 1,686 | 45,000 | 0.05% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 1,164 | 30,000 | 0.04% | ||
| 33 | COLONY GROUP LLC | 1,150 | 30,000 | 0.04% | ||
| 34 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,010 | 27,000 | 0.03% | ||
| 35 | ASSETMARK, INC | 937 | 25,000 | 0.03% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 901 | 23,831 | 0.03% | ||
| 37 | AGF INVESTMENTS INC. | 595 | 16,000 | 0.02% | ||
| 38 | BANK OF MONTREAL /CAN/ | 180 | 5,000 | 0.01% | ||
| 39 | Regal Investment Advisors LLC | 185 | 5,000 | 0.01% | ||
| 40 | Creative Planning | 144 | 4,000 | 0.00% | ||
| 41 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
