| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 424,512 | 10,711,000 | 16.31% | ||
| 2 | UBS Group AG | 292,241 | 7,371,000 | 11.22% | ||
| 3 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 146,840 | 3,703,000 | 5.64% | ||
| 4 | Checchi Capital Advisers, LLC | 132,397 | 3,339,000 | 5.08% | ||
| 5 | LPL Financial LLC | 127,632 | 3,198,000 | 4.87% | ||
| 6 | WELLS FARGO & COMPANY/MN | 117,255 | 2,957,000 | 4.50% | ||
| 7 | FIRSTMERIT BANK N A TRUSTEE | 112,065 | 2,826,000 | 4.30% | ||
| 8 | ENVESTNET ASSET MANAGEMENT INC | 105,436 | 2,659,000 | 4.05% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 103,874 | 2,619,000 | 3.99% | ||
| 10 | Rathbones Group PLC | 100,388 | 2,501,000 | 3.81% | ||
| 11 | MORGAN STANLEY | 86,553 | 2,183,000 | 3.32% | ||
| 12 | Advisory Alpha, LLC | 86,247 | 2,173,000 | 3.31% | ||
| 13 | FIRST TRUST ADVISORS LP | 86,075 | 2,171,000 | 3.31% | ||
| 14 | VSR Financial Services, Inc. | 71,884 | 1,813,000 | 2.76% | ||
| 15 | ALESCO ADVISORS LLC | 65,040 | 1,640,000 | 2.50% | ||
| 16 | AMERIPRISE FINANCIAL INC | 53,085 | 1,339,000 | 2.04% | ||
| 17 | LifePlan Financial Group, Inc | 45,124 | 1,138,000 | 1.73% | ||
| 18 | ROYAL BANK OF CANADA | 44,942 | 1,133,000 | 1.73% | ||
| 19 | KALOS MANAGEMENT, INC. | 41,599 | 1,049,000 | 1.60% | ||
| 20 | JANE STREET GROUP, LLC | 34,569 | 872,000 | 1.33% | ||
| 21 | STIFEL FINANCIAL CORP | 21,093 | 859,000 | 1.31% | ||
| 22 | Commonwealth Equity Services, Inc | 33,849 | 854,000 | 1.30% | ||
| 23 | ASSETMARK, INC | 30,691 | 774,000 | 1.18% | ||
| 24 | COLONY GROUP LLC | 30,255 | 763,000 | 1.16% | ||
| 25 | HighTower Advisors, LLC | 25,588 | 636,000 | 0.97% | ||
| 26 | Freedom Investment Management, Inc. | 22,392 | 565,000 | 0.86% | ||
| 27 | Bluefin Trading, LLC | 20,786 | 524,000 | 0.80% | ||
| 28 | Virtu KCG Holdings LLC | 20,659 | 521,000 | 0.79% | ||
| 29 | Private Advisor Group, LLC | 20,005 | 505,000 | 0.77% | ||
| 30 | Canal Capital Management, LLC | 18,862 | 475,000 | 0.72% | ||
| 31 | LEUTHOLD GROUP, LLC | 17,393 | 439,000 | 0.67% | ||
| 32 | IFP ADVISORS, INC | 16,003 | 404,000 | 0.62% | ||
| 33 | Ancora Advisors LLC | 9,581 | 242,000 | 0.37% | ||
| 34 | Wolf Group Capital Advisors | 8,375 | 211,000 | 0.32% | ||
| 35 | MSI Financial Services Inc | 6,424 | 162,000 | 0.25% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,246 | 133,000 | 0.20% | ||
| 37 | Avior Wealth Management, LLC | 4,364 | 110,000 | 0.17% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 1,264 | 32,000 | 0.05% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 1,116 | 28,000 | 0.04% | ||
| 40 | BANK OF MONTREAL /CAN/ | 949 | 24,000 | 0.04% | ||
| 41 | MUFG Americas Holdings Corp | 730 | 18,000 | 0.03% | ||
| 42 | Crosspoint Capital Strategies, LLC | 185 | 5,000 | 0.01% | ||
| 43 | BlackRock Finance, Inc. | 27 | 1,000 | 0.00% | ||
| 44 | WEALTHPLAN PARTNERS, LLC | 432 | 10 | 0.00% | ||
| 45 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
