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POWERSHARES QQQ TRUST
POWERSHARES QQQ TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 835 Institutional holders with a total value of $33,361,351,797.
#
Manager Name
Shares
Value ($)
%
Options
Notes
801 GUIDANT WEALTH ADVISORS 200 24,000 0.00%
802 First Personal Financial Services 200 24,000 0.00%
803 JACKSON, GRANT INVESTMENT ADVISERS, INC. 195 23,000 0.00%
804 Winfield Associates, Inc. 185 22,000 0.00%
805 Lenox Wealth Management, Inc. 189 22,000 0.00%
806 Raymond James Financial Services Advisors, Inc. 29,300 21,000 0.00% Call
807 Exchange Capital Management, Inc. 180 21,000 0.00%
808 DELTA ASSET MANAGEMENT LLC/TN 175 21,000 0.00%
809 ZIONS BANCORPORATION 175 21,000 0.00%
810 WEALTHCARE ADVISORY PARTNERS LLC 172 20,000 0.00%
811 AllSquare Wealth Management LLC 168 20,000 0.00%
812 Kistler-Tiffany Companies, LLC 142 17,000 0.00%
813 ASSET ADVISORS CORP 134 16,000 0.00%
814 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 122 14,000 0.00%
815 RISK PARADIGM GROUP, LLC 112 13,296 0.00%
816 KANALY TRUST CO 112 13,000 0.00%
817 BENJAMIN F. EDWARDS & COMPANY, INC. 100 12,000 0.00%
818 HAP Trading, LLC 12,300 12,000 0.00% Put
819 Cable Hill Partners, LLC 86 10,000 0.00%
820 Hanson & Doremus Investment Management 73 9,000 0.00%
821 Stonehage Fleming Financial Services Holdings Ltd 70 8,000 0.00%
822 MOSAIC FAMILY WEALTH, LLC 63 7,000 0.00%
823 ASSET DEDICATION, LLC 59 7,000 0.00%
824 SONORA INVESTMENT MANAGEMENT, LLC 30 3,562 0.00%
825 HORAN SECURITIES, INC. 27 3,000 0.00%
826 ADIRONDACK TRUST CO 25 3,000 0.00%
827 FNY Managed Accounts LLC 10 2,295 0.00% Put
828 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 12 1,000 0.00%
829 Hillsdale Investment Management Inc. 10 1,000 0.00%
830 Creative Planning 700 1,000 0.00% Call
831 Concert Wealth Management Inc. 800 0 0.00% Put
832 Parallax Volatility Advisers, L.P. 1 0 0.00%
833 Creative Planning 600 0 0.00% Put
834 Financial Management Professionals, Inc. 5 0 0.00%
835 Concert Wealth Management Inc. 3,300 0 0.00% Call
Page 17 of 17

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.