| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLINGTON MANAGEMENT GROUP LLP | 3,026,885 | 64,957,000 | 22.14% | ||
| 2 | DEUTSCHE BANK AG\ | 1,447,480 | 31,061,000 | 10.59% | ||
| 3 | COMERICA BANK | 1,146,649 | 24,607,000 | 8.39% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,094,857 | 23,495,000 | 8.01% | ||
| 5 | MORGAN STANLEY | 1,051,258 | 22,560,000 | 7.69% | ||
| 6 | Orion Porfolio Solutions, LLC | 893,171 | 19,167,000 | 6.53% | ||
| 7 | CREDIT SUISSE AG/ | 395,278 | 8,483,000 | 2.89% | ||
| 8 | CREDIT SUISSE AG/ | 364,500 | 7,822,000 | 2.67% | Put | |
| 9 | Polar Asset Management Partners Inc. | 300,000 | 6,438,000 | 2.19% | Put | |
| 10 | WELLS FARGO & COMPANY/MN | 230,603 | 4,949,000 | 1.69% | ||
| 11 | CRAMER ROSENTHAL MCGLYNN LLC | 223,100 | 4,788,000 | 1.63% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 220,000 | 4,721,000 | 1.61% | ||
| 13 | HighTower Advisors, LLC | 207,572 | 4,454,000 | 1.52% | ||
| 14 | AMERIPRISE FINANCIAL INC | 182,218 | 3,910,000 | 1.33% | ||
| 15 | BLAIR WILLIAM & CO/IL | 179,941 | 3,861,000 | 1.32% | ||
| 16 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 178,075 | 3,821,000 | 1.30% | ||
| 17 | GOLDMAN SACHS GROUP INC | 164,010 | 3,520,000 | 1.20% | ||
| 18 | Quintium Advisors, LLC | 155,145 | 3,329,000 | 1.13% | ||
| 19 | LPL Financial LLC | 151,241 | 3,246,000 | 1.11% | ||
| 20 | Parallax Volatility Advisers, L.P. | 149,700 | 3,213,000 | 1.10% | Call | |
| 21 | Cambridge Investment Research Advisors, Inc. | 143,621 | 3,082,000 | 1.05% | ||
| 22 | UBS AG | 142,000 | 3,047,000 | 1.04% | Call | |
| 23 | BARCLAYS PLC | 143,200 | 3,007,000 | 1.02% | Call | |
| 24 | Jefferies Group LLC | 140,000 | 3,004,000 | 1.02% | ||
| 25 | UBS AG | 102,737 | 2,205,000 | 0.75% | ||
| 26 | BANK OF MONTREAL /CAN/ | 100,000 | 2,146,000 | 0.73% | Call | |
| 27 | CITIGROUP INC | 97,204 | 2,086,000 | 0.71% | ||
| 28 | BlackRock Institutional Trust Company, N.A. | 76,214 | 1,636,000 | 0.56% | ||
| 29 | GOLDMAN SACHS GROUP INC | 76,100 | 1,633,000 | 0.56% | Call | |
| 30 | CLOUGH CAPITAL PARTNERS L P | 72,700 | 1,560,000 | 0.53% | ||
| 31 | GOLDMAN SACHS GROUP INC | 69,900 | 1,500,000 | 0.51% | Put | |
| 32 | SYNOVUS FINANCIAL CORP | 53,010 | 1,138,000 | 0.39% | ||
| 33 | ENVESTNET ASSET MANAGEMENT INC | 50,766 | 1,089,000 | 0.37% | ||
| 34 | Weiss Multi-Strategy Advisers LLC | 50,000 | 1,073,000 | 0.37% | ||
| 35 | Atria Investments, Inc | 45,558 | 978,000 | 0.33% | ||
| 36 | TWO SIGMA INVESTMENTS, LP | 38,241 | 821,000 | 0.28% | ||
| 37 | CITADEL ADVISORS LLC | 37,361 | 802,000 | 0.27% | ||
| 38 | BARCLAYS PLC | 34,900 | 733,000 | 0.25% | Put | |
| 39 | ROYAL BANK OF CANADA | 33,760 | 724,000 | 0.25% | ||
| 40 | HSBC HOLDINGS PLC | 32,140 | 690,000 | 0.24% | ||
| 41 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 31,600 | 678,000 | 0.23% | Call | |
| 42 | NOMURA HOLDINGS INC | 27,934 | 599,000 | 0.20% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 26,257 | 562,000 | 0.19% | ||
| 44 | Janney Montgomery Scott LLC | 24,256 | 520,534 | 0.18% | ||
| 45 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 23,400 | 502,000 | 0.17% | Put | |
| 46 | NATIONAL PLANNING CORP | 20,700 | 445,000 | 0.15% | ||
| 47 | NEW ENGLAND SECURITIES CORP /MA/ | 17,263 | 370,000 | 0.13% | ||
| 48 | Walleye Trading LLC | 15,326 | 329,000 | 0.11% | ||
| 49 | AlphaOne Investment Services, LLC | 14,346 | 307,000 | 0.10% | ||
| 50 | SYMONS CAPITAL MANAGEMENT INC | 13,880 | 297,865 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
