| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 2,750,800 | 65,937,000 | 10.64% | Call | |
| 2 | Allianz Asset Management GmbH | 2,750,000 | 65,918,000 | 10.64% | Call | |
| 3 | UBS Group AG | 2,356,346 | 56,481,000 | 9.12% | ||
| 4 | MORGAN STANLEY | 2,030,176 | 48,663,000 | 7.85% | ||
| 5 | UBS Group AG | 1,756,900 | 42,113,000 | 6.80% | Put | |
| 6 | BANK OF AMERICA CORP /DE/ | 1,590,559 | 38,125,000 | 6.15% | ||
| 7 | WELLS FARGO & COMPANY/MN | 1,117,416 | 26,784,000 | 4.32% | ||
| 8 | WELLINGTON MANAGEMENT GROUP LLP | 1,090,985 | 26,151,000 | 4.22% | ||
| 9 | CREDIT SUISSE AG/ | 1,027,275 | 24,624,000 | 3.97% | ||
| 10 | BARCLAYS PLC | 766,100 | 17,620,000 | 2.84% | Call | |
| 11 | CREDIT SUISSE AG/ | 723,700 | 17,347,000 | 2.80% | Put | |
| 12 | Virtu Financial LLC | 546,309 | 13,095,000 | 2.11% | ||
| 13 | Astor Investment Management LLC | 537,668 | 12,888,000 | 2.08% | ||
| 14 | LPL Financial LLC | 452,161 | 10,838,000 | 1.75% | ||
| 15 | BARCLAYS PLC | 444,000 | 10,212,000 | 1.65% | Put | |
| 16 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 400,000 | 9,588,000 | 1.55% | Put | |
| 17 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 399,364 | 9,573,000 | 1.55% | ||
| 18 | ASSETMARK, INC | 382,964 | 9,180,000 | 1.48% | ||
| 19 | GOLDMAN SACHS GROUP INC | 300,900 | 7,213,000 | 1.16% | Call | |
| 20 | Quantitative Advantage, LLC | 211,305 | 5,065,000 | 0.82% | ||
| 21 | COWEN INC. | 200,000 | 4,795,000 | 0.77% | Call | |
| 22 | Thiel Macro LLC | 200,000 | 4,794,000 | 0.77% | Call | |
| 23 | AMERIPRISE FINANCIAL INC | 188,654 | 4,522,000 | 0.73% | ||
| 24 | NATIXIS ADVISORS, LLC | 179,414 | 4,301,000 | 0.69% | ||
| 25 | DEUTSCHE BANK AG\ | 162,482 | 3,894,000 | 0.63% | ||
| 26 | CRAMER ROSENTHAL MCGLYNN LLC | 147,085 | 3,526,000 | 0.57% | ||
| 27 | Orion Porfolio Solutions, LLC | 143,572 | 3,441,000 | 0.56% | ||
| 28 | STRATEGIC WEALTH MANAGEMENT INC | 141,144 | 3,383,000 | 0.55% | ||
| 29 | RAYMOND JAMES & ASSOCIATES | 140,705 | 3,373,000 | 0.54% | ||
| 30 | Quintium Advisors, LLC | 116,625 | 2,796,000 | 0.45% | ||
| 31 | Regal Investment Advisors LLC | 110,458 | 2,648,000 | 0.43% | ||
| 32 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 107,391 | 2,574,000 | 0.42% | ||
| 33 | Virtu KCG Holdings LLC | 100,545 | 2,410,000 | 0.39% | ||
| 34 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 98,300 | 2,356,000 | 0.38% | Put | |
| 35 | GOLDMAN SACHS GROUP INC | 97,400 | 2,335,000 | 0.38% | Put | |
| 36 | STIFEL FINANCIAL CORP | 94,337 | 2,261,000 | 0.36% | ||
| 37 | Barrington Strategic Wealth Management Group LLC | 93,570 | 2,243,000 | 0.36% | ||
| 38 | Torch Wealth Management LLC | 89,355 | 2,142,000 | 0.35% | ||
| 39 | GOLDMAN SACHS GROUP INC | 83,336 | 1,998,000 | 0.32% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 84,287 | 1,997,000 | 0.32% | ||
| 41 | BANK OF MONTREAL /CAN/ | 80,500 | 1,930,000 | 0.31% | ||
| 42 | UBS Group AG | 75,300 | 1,805,000 | 0.29% | Call | |
| 43 | CLOUGH CAPITAL PARTNERS L P | 72,700 | 1,743,000 | 0.28% | ||
| 44 | Mirae Asset Global Investments Co., Ltd. | 72,000 | 1,726,000 | 0.28% | ||
| 45 | Van Hulzen Asset Management, LLC | 66,550 | 1,595,000 | 0.26% | ||
| 46 | GROUP ONE TRADING LLC | 61,304 | 1,469,000 | 0.24% | ||
| 47 | Community Bank, N.A. | 60,000 | 1,438,000 | 0.23% | ||
| 48 | Atria Investments, Inc | 59,353 | 1,423,000 | 0.23% | ||
| 49 | HOLDERNESS INVESTMENTS CO | 58,389 | 1,399,000 | 0.23% | ||
| 50 | HighTower Advisors, LLC | 57,706 | 1,383,000 | 0.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
