| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLINGTON MANAGEMENT GROUP LLP | 3,026,885 | 69,225,000 | 19.14% | ||
| 2 | UBS AG | 2,993,300 | 68,457,000 | 18.93% | Call | |
| 3 | MORGAN STANLEY | 1,774,093 | 40,574,000 | 11.22% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,596,505 | 36,512,000 | 10.10% | ||
| 5 | BARCLAYS PLC | 566,000 | 12,452,000 | 3.44% | Call | |
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 440,100 | 10,065,000 | 2.78% | Call | |
| 7 | LPL Financial LLC | 418,794 | 9,569,000 | 2.65% | ||
| 8 | WELLS FARGO & COMPANY/MN | 395,076 | 9,036,000 | 2.50% | ||
| 9 | UBS AG | 389,943 | 8,918,000 | 2.47% | ||
| 10 | CREDIT SUISSE AG/ | 367,837 | 8,412,000 | 2.33% | ||
| 11 | CREDIT SUISSE AG/ | 357,200 | 8,169,000 | 2.26% | Put | |
| 12 | COMERICA BANK | 348,050 | 7,960,000 | 2.20% | ||
| 13 | CRAMER ROSENTHAL MCGLYNN LLC | 336,410 | 7,694,000 | 2.13% | ||
| 14 | Quantitative Advantage, LLC | 228,752 | 5,232,000 | 1.45% | ||
| 15 | Orion Porfolio Solutions, LLC | 225,981 | 5,168,000 | 1.43% | ||
| 16 | DEUTSCHE BANK AG\ | 162,482 | 3,715,000 | 1.03% | ||
| 17 | BANK OF MONTREAL /CAN/ | 145,000 | 3,316,000 | 0.92% | ||
| 18 | AMERIPRISE FINANCIAL INC | 136,309 | 3,117,000 | 0.86% | ||
| 19 | GOLDMAN SACHS GROUP INC | 119,300 | 2,728,000 | 0.75% | Call | |
| 20 | Quintium Advisors, LLC | 116,625 | 2,667,000 | 0.74% | ||
| 21 | GOLDMAN SACHS GROUP INC | 113,385 | 2,593,000 | 0.72% | ||
| 22 | Timber Hill LLC | 106,875 | 2,444,000 | 0.68% | ||
| 23 | Torch Wealth Management LLC | 89,155 | 2,039,000 | 0.56% | ||
| 24 | NATIXIS ADVISORS, LLC | 81,596 | 1,866,000 | 0.52% | ||
| 25 | CITIGROUP INC | 75,804 | 1,734,000 | 0.48% | ||
| 26 | Virtu KCG Holdings LLC | 74,064 | 1,694,000 | 0.47% | ||
| 27 | CLOUGH CAPITAL PARTNERS L P | 72,700 | 1,663,000 | 0.46% | ||
| 28 | Arete Wealth Advisors, LLC | 69,616 | 1,592,000 | 0.44% | ||
| 29 | PRELUDE CAPITAL MANAGEMENT, LLC | 69,000 | 1,578,000 | 0.44% | Call | |
| 30 | Van Hulzen Asset Management, LLC | 57,400 | 1,313,000 | 0.36% | ||
| 31 | ROYAL BANK OF CANADA | 54,101 | 1,237,000 | 0.34% | ||
| 32 | BNP PARIBAS FINANCIAL MARKETS | 52,831 | 1,208,245 | 0.33% | ||
| 33 | BANK OF MONTREAL /CAN/ | 52,100 | 1,192,000 | 0.33% | Put | |
| 34 | BANK OF MONTREAL /CAN/ | 50,000 | 1,144,000 | 0.32% | Call | |
| 35 | SYNOVUS FINANCIAL CORP | 46,717 | 1,068,000 | 0.30% | ||
| 36 | HighTower Advisors, LLC | 39,848 | 911,000 | 0.25% | ||
| 37 | GOLDMAN SACHS GROUP INC | 38,000 | 869,000 | 0.24% | Put | |
| 38 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 36,100 | 826,000 | 0.23% | Put | |
| 39 | BARCLAYS PLC | 35,700 | 785,000 | 0.22% | Put | |
| 40 | Cambridge Investment Research Advisors, Inc. | 33,862 | 774,000 | 0.21% | ||
| 41 | HSBC HOLDINGS PLC | 28,600 | 654,000 | 0.18% | ||
| 42 | Portfolio Strategies Inc | 25,154 | 575,000 | 0.16% | ||
| 43 | INTEGRAL DERIVATIVES, LLC | 25,000 | 572,000 | 0.16% | Call | |
| 44 | SIGNATUREFD, LLC | 23,000 | 526,000 | 0.15% | ||
| 45 | Janney Montgomery Scott LLC | 22,930 | 524,409 | 0.14% | ||
| 46 | Dalton Investments, Inc. | 22,000 | 504,000 | 0.14% | ||
| 47 | Regal Investment Advisors LLC | 22,032 | 504,000 | 0.14% | ||
| 48 | CQS Cayman LP | 21,900 | 501,000 | 0.14% | ||
| 49 | MURPHY CAPITAL MANAGEMENT INC | 21,900 | 500,000 | 0.14% | ||
| 50 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,423 | 444,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
