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PRINCIPAL FINL GROUP INC
PRINCIPAL FINL GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 445 Institutional holders with a total value of $9,339,123,429.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Formidable Asset Management, LLC 40 1,000 0.00%
2 WEALTHCARE CAPITAL MANAGEMENT LLC 25 1,000 0.00%
3 Live Your Vision, LLC 50 2,000 0.00%
4 Parkside Financial Bank & Trust 53 3,000 0.00%
5 Cornerstone Advisors, Inc. 63 3,000 0.00%
6 Global X Management CO LLC 59 3,000 0.00%
7 Cable Hill Partners, LLC 74 4,000 0.00%
8 Advisors Preferred, LLC 93 4,000 0.00%
9 REILLY FINANCIAL ADVISORS, LLC 83 4,000 0.00%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 100 5,000 0.00%
11 SONORA INVESTMENT MANAGEMENT, LLC 115 5,000 0.00%
12 Focused Wealth Management, Inc 110 5,000 0.00%
13 Horrell Capital Management, Inc. 100 5,000 0.00%
14 KRILOGY FINANCIAL LLC 117 6,000 0.00%
15 Kavar Capital Partners, LLC 143 6,000 0.00%
16 WHITTIER TRUST CO OF NEVADA INC 127 6,000 0.00%
17 ZIONS BANCORPORATION 111 6,000 0.00%
18 TRUST DEPARTMENT MB FINANCIAL BANK N A 153 7,000 0.00%
19 Tarbox Family Office, Inc. 147 7,000 0.00%
20 TD Securities (USA) LLC 157 7,000 0.00%
21 St. Johns Investment Management Company, LLC 145 7,000 0.00%
22 WealthTrust-Arizona, LLC 142 7,000 0.00%
23 INTEGRATED WEALTH MANAGEMENT 175 8,000 0.00%
24 Capital Advisors, Ltd. LLC 177 8,000 0.00%
25 FIRST MANHATTAN CO. LLC. 175 8,000 0.00%
26 COUNTRY TRUST BANK 184 9,000 0.00%
27 ORRSTOWN FINANCIAL SERVICES INC 195 9,000 0.00%
28 MassMutual Private Wealth & Trust, FSB 174 9,130 0.00%
29 Hudock, Inc. 218 10,000 0.00%
30 Avior Wealth Management, LLC 210 10,000 0.00%
31 SRH ADVISORS, LLC 211 10,000 0.00%
32 DUBUQUE BANK & TRUST CO 210 10,000 0.00%
33 Waverly Advisors, LLC 229 11,000 0.00%
34 SECURITY NATIONAL TRUST CO 226 11,000 0.00%
35 VALLEY NATIONAL ADVISERS INC 229 11,000 0.00%
36 HARFST & ASSOCIATES, INC. 247 12,000 0.00%
37 JNBA Financial Advisors 270 13,000 0.00%
38 HOERTKORN RICHARD CHARLES 272 13,000 0.00%
39 Winch Advisory Services, LLC 278 13,000 0.00%
40 ENTERPRISE FINANCIAL SERVICES CORP 268 13,000 0.00%
41 WHITTIER TRUST CO 300 14,000 0.00%
42 OLD SECOND NATIONAL BANK OF AURORA 300 14,000 0.00%
43 Gemmer Asset Management LLC 309 15,000 0.00%
44 ASSET PLANNING SERVICES, LTD. 378 18,000 0.00%
45 Allworth Financial LP 379 18,000 0.00%
46 Index Management Solutions, LLC 400 19,000 0.00%
47 JFS WEALTH ADVISORS, LLC 403 19,000 0.00%
48 Vantage Investment Advisors, LLC 395 19,000 0.00%
49 BESSEMER GROUP INC 425 20,000 0.00%
50 Winslow, Evans & Crocker, Inc. 438 20,688 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.