| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 3,142,431 | 10,087,000 | 20.03% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 2,692,743 | 8,643,000 | 17.17% | ||
| 3 | Invesco Ltd. | 1,543,227 | 4,954,000 | 9.84% | ||
| 4 | Pine River Capital Management L.P. | 1,127,762 | 3,620,000 | 7.19% | ||
| 5 | MARSHALL WACE, LLP | 917,140 | 2,944,000 | 5.85% | ||
| 6 | DEUTSCHE BANK AG\ | 669,857 | 2,149,000 | 4.27% | ||
| 7 | Aperio Group, LLC | 497,940 | 1,598,000 | 3.17% | ||
| 8 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 492,800 | 1,586,000 | 3.15% | ||
| 9 | FIRST TRUST ADVISORS LP | 472,030 | 1,515,000 | 3.01% | ||
| 10 | CITADEL ADVISORS LLC | 440,978 | 1,415,000 | 2.81% | ||
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 406,300 | 1,305,000 | 2.59% | Call | |
| 12 | LAZARD ASSET MANAGEMENT LLC | 238,202 | 764,000 | 1.52% | ||
| 13 | Spot Trading L.L.C | 230,500 | 740,000 | 1.47% | Call | |
| 14 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 208,700 | 670,000 | 1.33% | Put | |
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 203,783 | 654,000 | 1.30% | ||
| 16 | SHAH CAPITAL MANAGEMENT | 200,000 | 642,000 | 1.28% | ||
| 17 | PEAK6 Group LLC | 195,900 | 629,000 | 1.25% | Call | |
| 18 | Guinness Atkinson Asset Management Inc | 191,100 | 613,000 | 1.22% | ||
| 19 | GOLDMAN SACHS GROUP INC | 159,278 | 511,000 | 1.01% | ||
| 20 | GLG Partners LP | 150,117 | 482,000 | 0.96% | ||
| 21 | SSI INVESTMENT MANAGEMENT LLC | 113,710 | 365,000 | 0.72% | ||
| 22 | UBS AG | 110,300 | 354,000 | 0.70% | Call | |
| 23 | VAN ECK ASSOCIATES CORP | 107,818 | 346,000 | 0.69% | ||
| 24 | Guinness Asset Management LTD | 105,120 | 337,000 | 0.67% | ||
| 25 | CITIGROUP INC | 100,151 | 321,000 | 0.64% | ||
| 26 | BARCLAYS PLC | 95,100 | 285,000 | 0.57% | Call | |
| 27 | JANE STREET GROUP, LLC | 76,872 | 247,000 | 0.49% | ||
| 28 | Legal & General Group Plc | 56,200 | 180,000 | 0.36% | ||
| 29 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 50,042 | 161,000 | 0.32% | ||
| 30 | MILLENNIUM MANAGEMENT LLC | 47,588 | 153,000 | 0.30% | ||
| 31 | Electron Capital Partners, LLC | 46,000 | 148,000 | 0.29% | ||
| 32 | BARCLAYS PLC | 47,128 | 141,000 | 0.28% | ||
| 33 | Alpine Global Management, LLC | 42,871 | 138,000 | 0.27% | ||
| 34 | MORGAN STANLEY | 40,245 | 129,000 | 0.26% | ||
| 35 | GROUP ONE TRADING LLC | 39,752 | 128,000 | 0.25% | ||
| 36 | GOLDMAN SACHS GROUP INC | 32,100 | 103,000 | 0.20% | Call | |
| 37 | BlackRock Finance, Inc. | 24,880 | 80,000 | 0.16% | ||
| 38 | PIPER SANDLER & CO. | 25,000 | 80,000 | 0.16% | ||
| 39 | INTEGRAL DERIVATIVES, LLC | 25,000 | 80,000 | 0.16% | Call | |
| 40 | UBS AG | 24,356 | 78,000 | 0.15% | ||
| 41 | SAC Capital Advisors LP | 23,637 | 76,000 | 0.15% | ||
| 42 | STEVENS CAPITAL MANAGEMENT LP | 23,425 | 75,000 | 0.15% | ||
| 43 | GEODE CAPITAL MANAGEMENT, LLC | 23,374 | 75,000 | 0.15% | ||
| 44 | GRACE & WHITE INC /NY | 21,901 | 70,000 | 0.14% | ||
| 45 | Schonfeld Group Holdings LLC | 19,313 | 62,000 | 0.12% | ||
| 46 | SUMIT CAPITAL, LLC | 18,966 | 61,000 | 0.12% | ||
| 47 | Princeton Alpha Management LP | 18,916 | 61,000 | 0.12% | ||
| 48 | BANK OF MONTREAL /CAN/ | 18,090 | 59,000 | 0.12% | ||
| 49 | Tradeworx Inc. | 16,133 | 52,000 | 0.10% | ||
| 50 | ROYAL BANK OF CANADA | 14,500 | 47,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
