| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 3,121,972 | 9,366,000 | 24.13% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 2,342,888 | 7,028,000 | 18.10% | ||
| 3 | SHAH CAPITAL MANAGEMENT | 1,575,110 | 4,725,000 | 12.17% | ||
| 4 | Invesco Ltd. | 1,423,254 | 4,270,000 | 11.00% | ||
| 5 | EverPoint Asset Management, LLC | 499,680 | 1,499,000 | 3.86% | ||
| 6 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 361,700 | 1,085,000 | 2.79% | ||
| 7 | Central Asset Investments & Management Holdings (HK) Ltd | 311,310 | 934,000 | 2.41% | ||
| 8 | MORGAN STANLEY | 251,825 | 755,000 | 1.94% | ||
| 9 | Guinness Atkinson Asset Management Inc | 249,900 | 750,000 | 1.93% | ||
| 10 | Spot Trading L.L.C | 202,100 | 606,000 | 1.56% | Call | |
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 201,472 | 604,000 | 1.56% | ||
| 12 | DEUTSCHE BANK AG\ | 200,462 | 600,000 | 1.55% | ||
| 13 | CITIGROUP INC | 173,761 | 521,000 | 1.34% | ||
| 14 | LAZARD ASSET MANAGEMENT LLC | 170,650 | 511,000 | 1.32% | ||
| 15 | CITADEL ADVISORS LLC | 156,122 | 469,000 | 1.21% | ||
| 16 | GLG Partners LP | 150,117 | 450,000 | 1.16% | ||
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 138,100 | 414,000 | 1.07% | Call | |
| 18 | Guinness Asset Management LTD | 134,520 | 404,000 | 1.04% | ||
| 19 | FIRST TRUST ADVISORS LP | 128,291 | 385,000 | 0.99% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 127,800 | 383,000 | 0.99% | Put | |
| 21 | GOLDMAN SACHS GROUP INC | 122,627 | 368,000 | 0.95% | ||
| 22 | Legal & General Group Plc | 115,700 | 347,000 | 0.89% | ||
| 23 | STATE STREET CORP | 79,246 | 238,000 | 0.61% | ||
| 24 | VAN ECK ASSOCIATES CORP | 74,418 | 223,000 | 0.57% | ||
| 25 | MILLENNIUM MANAGEMENT LLC | 65,838 | 198,000 | 0.51% | ||
| 26 | Electron Capital Partners, LLC | 64,015 | 192,000 | 0.49% | ||
| 27 | Aperio Group, LLC | 64,049 | 192,000 | 0.49% | ||
| 28 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 40,695 | 122,000 | 0.31% | ||
| 29 | GROUP ONE TRADING LLC | 39,460 | 118,000 | 0.30% | ||
| 30 | GRACE & WHITE INC /NY | 36,901 | 111,000 | 0.29% | ||
| 31 | BARCLAYS PLC | 34,300 | 103,000 | 0.27% | Call | |
| 32 | Virtu KCG Holdings LLC | 31,083 | 93,000 | 0.24% | ||
| 33 | GOLDMAN SACHS GROUP INC | 28,200 | 85,000 | 0.22% | Call | |
| 34 | INTEGRAL DERIVATIVES, LLC | 25,000 | 75,000 | 0.19% | Call | |
| 35 | UBS AG | 22,020 | 67,000 | 0.17% | ||
| 36 | BARCLAYS PLC | 20,986 | 63,000 | 0.16% | ||
| 37 | BARCLAYS PLC | 16,200 | 49,000 | 0.13% | Put | |
| 38 | Paloma Partners Management Co | 16,100 | 48,000 | 0.12% | ||
| 39 | Quantitative Investment Management, LLC | 15,700 | 47,000 | 0.12% | ||
| 40 | Spot Trading L.L.C | 15,800 | 47,000 | 0.12% | Put | |
| 41 | COWEN INC. | 14,700 | 44,000 | 0.11% | ||
| 42 | ROYAL BANK OF CANADA | 14,500 | 44,000 | 0.11% | ||
| 43 | BlackRock Group LTD | 11,859 | 36,000 | 0.09% | ||
| 44 | CITY NATIONAL BANK | 10,000 | 30,000 | 0.08% | ||
| 45 | GOLDMAN SACHS GROUP INC | 8,800 | 26,000 | 0.07% | Put | |
| 46 | BANK OF AMERICA CORP /DE/ | 6,483 | 20,000 | 0.05% | ||
| 47 | Tower Research Capital LLC (TRC) | 6,713 | 20,000 | 0.05% | ||
| 48 | Global X Management CO LLC | 4,650 | 14,000 | 0.04% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,500 | 8,000 | 0.02% | ||
| 50 | Cubist Systematic Strategies, LLC | 2,832 | 8,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
