| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SHAH CAPITAL MANAGEMENT | 4,564,524 | 7,759,000 | 43.58% | ||
| 2 | RENAISSANCE TECHNOLOGIES LLC | 1,128,564 | 1,919,000 | 10.78% | ||
| 3 | ACADIAN ASSET MANAGEMENT LLC | 760,670 | 1,294,000 | 7.27% | ||
| 4 | Invesco Ltd. | 686,883 | 1,168,000 | 6.56% | ||
| 5 | CREDIT SUISSE AG/ | 640,173 | 1,088,000 | 6.11% | ||
| 6 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 502,000 | 853,000 | 4.79% | ||
| 7 | Empyrean Capital Partners, LP | 350,000 | 595,000 | 3.34% | ||
| 8 | Guinness Atkinson Asset Management Inc | 311,300 | 529,000 | 2.97% | ||
| 9 | DEUTSCHE BANK AG\ | 293,168 | 498,000 | 2.80% | ||
| 10 | MILLENNIUM MANAGEMENT LLC | 235,651 | 401,000 | 2.25% | ||
| 11 | KBC Group NV | 162,106 | 276,000 | 1.55% | ||
| 12 | Guinness Asset Management LTD | 123,720 | 210,000 | 1.18% | ||
| 13 | Spot Trading L.L.C | 110,000 | 187,000 | 1.05% | Call | |
| 14 | Virtu KCG Holdings LLC | 84,835 | 144,000 | 0.81% | ||
| 15 | GEODE CAPITAL MANAGEMENT, LLC | 61,368 | 104,000 | 0.58% | ||
| 16 | STATE OF WISCONSIN INVESTMENT BOARD | 59,375 | 101,000 | 0.57% | ||
| 17 | CITIGROUP INC | 55,250 | 94,000 | 0.53% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 43,793 | 74,000 | 0.42% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 37,600 | 64,000 | 0.36% | Call | |
| 20 | GRACE & WHITE INC /NY | 36,901 | 63,000 | 0.35% | ||
| 21 | EQUITEC PROPRIETARY MARKETS, LLC | 32,500 | 55,000 | 0.31% | Call | |
| 22 | GUGGENHEIM CAPITAL LLC | 31,109 | 53,000 | 0.30% | ||
| 23 | ROYAL BANK OF CANADA | 25,300 | 43,000 | 0.24% | ||
| 24 | UBS Group AG | 20,687 | 35,000 | 0.20% | ||
| 25 | RUSSELL FRANK CO/ | 16,780 | 30,000 | 0.17% | ||
| 26 | MORGAN STANLEY | 14,424 | 24,000 | 0.13% | ||
| 27 | GOLDMAN SACHS GROUP INC | 13,121 | 22,000 | 0.12% | ||
| 28 | CITADEL ADVISORS LLC | 12,057 | 20,000 | 0.11% | ||
| 29 | JANE STREET GROUP, LLC | 10,360 | 18,000 | 0.10% | ||
| 30 | COWEN INC. | 10,800 | 18,000 | 0.10% | ||
| 31 | CUTLER GROUP LLC / CA | 5,992 | 10,000 | 0.06% | ||
| 32 | EQUITEC PROPRIETARY MARKETS, LLC | 6,000 | 10,000 | 0.06% | Put | |
| 33 | Spot Trading L.L.C | 5,551 | 9,000 | 0.05% | ||
| 34 | GROUP ONE TRADING LLC | 5,046 | 9,000 | 0.05% | ||
| 35 | BANK OF AMERICA CORP /DE/ | 4,650 | 8,000 | 0.04% | ||
| 36 | BARCLAYS PLC | 5,700 | 6,000 | 0.03% | Call | |
| 37 | WELLS FARGO & COMPANY/MN | 2,557 | 4,000 | 0.02% | ||
| 38 | JPMORGAN CHASE & CO | 2,618 | 4,000 | 0.02% | ||
| 39 | MSI Financial Services Inc | 2,000 | 3,000 | 0.02% | ||
| 40 | CUTLER GROUP LLC / CA | 28,300 | 2,000 | 0.01% | Call | |
| 41 | Creative Planning | 1,400 | 2,000 | 0.01% | ||
| 42 | IFP ADVISORS, INC | 200 | 0 | 0.00% | ||
| 43 | GOLDMAN SACHS GROUP INC | 100 | 0 | 0.00% | Put | |
| 44 | BARCLAYS PLC | 149 | 0 | 0.00% | ||
| 45 | Tower Research Capital LLC (TRC) | 256 | 0 | 0.00% | ||
| 46 | TCI Wealth Advisors, Inc. | 30 | 0 | 0.00% | ||
| 47 | EQUITEC PROPRIETARY MARKETS, LLC | 190 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
