| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 32,598,000 | 33,168,000 | 51.25% | PRN | |
| 2 | OAKTREE CAPITAL MANAGEMENT LP | 11,000,000 | 11,232,000 | 17.36% | PRN | |
| 3 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 9,898,000 | 10,046,000 | 15.52% | ||
| 4 | TD ASSET MANAGEMENT INC | 4,992,000 | 5,092,000 | 7.87% | ||
| 5 | JPMORGAN CHASE & CO | 1,805,000 | 1,850,000 | 2.86% | PRN | |
| 6 | STEELHEAD PARTNERS LLC | 1,483,000 | 1,515,000 | 2.34% | PRN | |
| 7 | CREDIT SUISSE AG/ | 615,000 | 624,000 | 0.96% | PRN | |
| 8 | BARCLAYS PLC | 607,000 | 616,000 | 0.95% | PRN | |
| 9 | STIFEL FINANCIAL CORP | 366,415 | 364,000 | 0.56% | PRN | |
| 10 | GOLDMAN SACHS GROUP INC | 71,000 | 72,000 | 0.11% | PRN | |
| 11 | ADVISOR GROUP, INC. | 43 | 44,000 | 0.07% | PRN | |
| 12 | Cambridge Investment Research Advisors, Inc. | 25,000 | 25,000 | 0.04% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.02% | PRN | |
| 14 | Wellesley Asset Management | 15,546 | 15,779 | 0.02% | PRN | |
| 15 | EDGE ADVISORS, LLC | 12,000 | 12,000 | 0.02% | ||
| 16 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 10,000 | 10,000 | 0.02% | PRN | |
| 17 | WELLS FARGO & COMPANY/MN | 9,000 | 9,000 | 0.01% | PRN | |
| 18 | Creative Planning | 7,000 | 7,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
