| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 40,388,000 | 41,114,000 | 50.20% | PRN | |
| 2 | OAKTREE CAPITAL MANAGEMENT LP | 12,500,000 | 12,684,000 | 15.49% | PRN | |
| 3 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 12,088,000 | 12,330,000 | 15.06% | ||
| 4 | STEELHEAD PARTNERS LLC | 6,733,000 | 6,842,000 | 8.35% | PRN | |
| 5 | TD ASSET MANAGEMENT INC | 4,992,000 | 5,117,000 | 6.25% | ||
| 6 | JPMORGAN CHASE & CO | 1,805,000 | 1,822,000 | 2.22% | PRN | |
| 7 | CREDIT SUISSE AG/ | 763,000 | 778,000 | 0.95% | PRN | |
| 8 | BARCLAYS PLC | 715,000 | 729,000 | 0.89% | PRN | |
| 9 | STIFEL FINANCIAL CORP | 336,600 | 337,000 | 0.41% | PRN | |
| 10 | GOLDMAN SACHS GROUP INC | 71,000 | 72,000 | 0.09% | PRN | |
| 11 | Cambridge Investment Research Advisors, Inc. | 25,000 | 26,000 | 0.03% | ||
| 12 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.02% | PRN | |
| 13 | BANK OF AMERICA CORP /DE/ | 12,000 | 12,000 | 0.01% | PRN | |
| 14 | WELLS FARGO & COMPANY/MN | 9,000 | 9,000 | 0.01% | PRN | |
| 15 | Creative Planning | 7,000 | 7,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
