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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 93 Institutional holders with a total value of $307,304,214.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 300 0 0.00% Call
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 ASSET DEDICATION, LLC 14 1,000 0.00%
4 Vantage Investment Advisors, LLC 43 2,000 0.00%
5 INTEGRATED WEALTH MANAGEMENT 31 2,000 0.00%
6 FLOW TRADERS U.S. LLC 74 4,000 0.00%
7 INR ADVISORY SERVICES LLC 71 4,000 0.00%
8 Argentus Capital Management, LLC 99 5,000 0.00%
9 PNC FINANCIAL SERVICES GROUP, INC. 100 5,000 0.00%
10 Winslow, Evans & Crocker, Inc. 232 12,214 0.00%
11 NEWFOUND RESEARCH LLC 320 17,000 0.01%
12 SEI INVESTMENTS CO 381 20,000 0.01%
13 JACOBI CAPITAL MANAGEMENT LLC 400 21,000 0.01%
14 Sandy Spring Bank 575 30,000 0.01%
15 BlackRock Finance, Inc. 898 47,000 0.02%
16 Creative Planning 1,298 69,000 0.02%
17 Stanford Investment Group, Inc. 2,305 122,000 0.04%
18 IFP ADVISORS, INC 2,818 149,000 0.05%
19 KRILOGY FINANCIAL LLC 2,970 157,000 0.05%
20 Concert Wealth Management Inc. 3,339 177,000 0.06%
21 BROWN ADVISORY INC 3,796 201,000 0.07%
22 TIEDEMANN WEALTH MANAGEMENT HOLDINGS, LLC 3,956 209,000 0.07%
23 BRONFMAN E.L. ROTHSCHILD, L.P. 3,950 209,000 0.07%
24 KING LUTHER CAPITAL MANAGEMENT CORP 4,088 216,000 0.07%
25 BLAIR WILLIAM & CO/IL 4,350 230,000 0.07%
26 CORNERSTONE WEALTH MANAGEMENT, LLC 4,425 231,000 0.08%
27 Advisory Services Network, LLC 4,449 235,000 0.08%
28 Livingston Group Asset Management CO (operating as Southport Capital Management) 4,513 239,000 0.08%
29 TWO SIGMA SECURITIES, LLC 4,785 253,000 0.08%
30 Aviance Capital Partners, LLC 4,879 258,000 0.08%
31 STIFEL FINANCIAL CORP 5,101 271,000 0.09%
32 US BANCORP \DE\ 5,170 273,000 0.09%
33 NATIONAL PLANNING CORP 5,480 287,000 0.09%
34 Vontobel Swiss Wealth Advisors AG 5,565 294,000 0.10%
35 Raymond James Financial Services Advisors, Inc. 6,095 322,000 0.10%
36 BANK OF MONTREAL /CAN/ 6,137 324,000 0.11%
37 Paragon Capital Management Ltd 6,214 329,000 0.11%
38 B. Riley Wealth Advisors, Inc. 6,205 329,000 0.11%
39 TIEDEMANN ADVISORS, LLC 6,401 334,000 0.11%
40 Kovack Advisors, Inc. 6,588 348,000 0.11%
41 ADVANTAGE INVESTMENT MANAGEMENT, LLC 6,763 358,000 0.12%
42 JPMORGAN CHASE & CO 7,110 376,000 0.12%
43 Evanson Asset Management, LLC 7,149 378,000 0.12%
44 Meiji Yasuda Life Insurance Co 7,400 391,000 0.13%
45 JNBA Financial Advisors 8,094 428,000 0.14%
46 SIGNATUREFD, LLC 8,094 428,000 0.14%
47 Stockman Wealth Management, Inc. 8,500 449,000 0.15%
48 First Allied Advisory Services, Inc. 8,625 456,000 0.15%
49 Tower Research Capital LLC (TRC) 11,663 616,000 0.20%
50 GOLDMAN SACHS GROUP INC 11,749 621,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.