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SCHWAB INTERMEDIATE-TERM US TREASURY ETF
SCHWAB INTERMEDIATE-TERM US TREASURY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 53 Institutional holders with a total value of $137,226,759.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Vantage Investment Advisors, LLC 10 1,000 0.00%
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 57 3,000 0.00%
5 Transamerica Financial Advisors, LLC 94 5,000 0.00%
6 Peachtree Investment Advisors, Inc. 120 6,000 0.00%
7 Financial Architects, Inc 154 8,000 0.01%
8 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 233 12,000 0.01%
9 Capital Directions Investment Advisors, LLC 253 14,000 0.01%
10 MUFG Americas Holdings Corp 265 14,000 0.01%
11 NATIONAL PLANNING CORP 371 20,056 0.01%
12 SIGNATUREFD, LLC 452 24,000 0.02%
13 PNC FINANCIAL SERVICES GROUP, INC. 439 24,000 0.02%
14 AMERICAN INTERNATIONAL GROUP, INC. 460 24,656 0.02%
15 WASHINGTON TRUST BANK 787 42,000 0.03%
16 Madden Advisory Services, Inc. 820 44,000 0.03%
17 Bartlett & Co. LLC 900 48,000 0.03%
18 Creative Planning 913 49,000 0.04%
19 PITTENGER & ANDERSON INC 1,000 54,000 0.04%
20 WEALTHCARE CAPITAL MANAGEMENT LLC 1,205 65,000 0.05%
21 Simplicity Solutions, LLC 3,527 189,047 0.14%
22 OARSMAN CAPITAL, INC. 4,061 218,000 0.16%
23 PIERSHALE FINANCIAL GROUP, INC. 4,265 229,000 0.17%
24 UNITED CAPITAL FINANCIAL ADVISORS, LLC 4,711 253,000 0.18%
25 CWM, LLC 4,757 255,000 0.19%
26 FutureAdvisor, Inc. 4,955 263,000 0.19%
27 ENVESTNET ASSET MANAGEMENT INC 5,064 271,000 0.20%
28 Ifrah Financial Services, Inc. 5,109 274,000 0.20%
29 VSR Financial Services, Inc. 5,151 276,000 0.20%
30 OPTIMUM INVESTMENT ADVISORS 7,635 409,000 0.30%
31 FormulaFolio Investments, LLC 8,676 465,000 0.34%
32 Pinnacle Advisory Group, Inc. 9,317 499,000 0.36%
33 BUCKINGHAM STRATEGIC WEALTH, LLC 11,423 612,000 0.45%
34 ProVise Management Group, LLC 12,727 682,000 0.50%
35 Friedenthal Financial 14,272 765,000 0.56%
36 Perigon Wealth Management, LLC 19,195 1,029,000 0.75%
37 D. SCOTT NEAL, INC. 22,244 1,192,000 0.87%
38 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 25,061 1,343,000 0.98%
39 VISTA CAPITAL PARTNERS, INC. 27,805 1,490,000 1.09% SH
40 Live Your Vision, LLC 28,005 1,522,000 1.11%
41 Bangor Savings Bank 30,284 1,623,000 1.18%
42 GOLDMAN SACHS GROUP INC 36,167 1,939,000 1.41%
43 Waverly Advisors, LLC 44,208 2,370,000 1.73%
44 BANK OF AMERICA CORP /DE/ 44,757 2,399,000 1.75%
45 Twele Capital Management, Inc. 61,159 3,278,000 2.39%
46 Tuttle Capital Management, LLC 63,984 3,429,000 2.50%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 80,551 4,318,000 3.15%
48 Quantum Capital Management, LLC / NJ 158,941 8,519,000 6.21%
49 Frontier Wealth Management LLC 192,545 10,320,000 7.52%
50 JUNCTURE WEALTH STRATEGIES, LLC 212,672 11,405,000 8.31%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.