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SCHWAB INTERMEDIATE-TERM US TREASURY ETF
SCHWAB INTERMEDIATE-TERM US TREASURY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 42 Institutional holders with a total value of $105,722,348.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 1,218,992 64,522,000 61.03%
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 322,722 17,082,000 16.16%
3 Twele Capital Management, Inc. 61,159 3,237,000 3.06%
4 GOLDMAN SACHS GROUP INC 51,198 2,710,000 2.56%
5 Waverly Advisors, LLC 42,880 2,270,000 2.15%
6 Commonwealth Equity Services, Inc 38,369 2,031,000 1.92%
7 VISTA CAPITAL PARTNERS, INC. 34,902 1,847,000 1.75% SH
8 Live Your Vision, LLC 30,426 1,638,000 1.55%
9 JANE STREET GROUP, LLC 27,579 1,460,000 1.38%
10 Virtu KCG Holdings LLC 27,258 1,443,000 1.36%
11 Tuttle Capital Management, LLC 23,953 1,268,000 1.20%
12 D. SCOTT NEAL, INC. 23,033 1,219,000 1.15%
13 Perigon Wealth Management, LLC 19,229 1,018,000 0.96%
14 Pinnacle Advisory Group, Inc. 10,347 547,000 0.52%
15 Bangor Savings Bank 8,938 473,000 0.45%
16 OPTIMUM INVESTMENT ADVISORS 8,625 457,000 0.43%
17 ENVESTNET ASSET MANAGEMENT INC 7,733 409,000 0.39%
18 VSR Financial Services, Inc. 5,762 305,000 0.29%
19 Ifrah Financial Services, Inc. 5,355 283,000 0.27%
20 CWM, LLC 5,245 278,000 0.26%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,011 265,000 0.25%
22 Friedenthal Financial 4,849 257,000 0.24%
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 4,711 249,000 0.24%
24 WEALTHCARE CAPITAL MANAGEMENT LLC 1,708 90,000 0.09%
25 Bartlett & Co. LLC 900 48,000 0.05%
26 Madden Advisory Services, Inc. 820 43,000 0.04%
27 WASHINGTON TRUST BANK 787 42,000 0.04%
28 COLONY GROUP LLC 721 38,000 0.04%
29 NEXT Financial Group, Inc 633 34,000 0.03%
30 MORGAN STANLEY 584 31,000 0.03%
31 BANK OF AMERICA CORP /DE/ 570 30,000 0.03%
32 AMERICAN INTERNATIONAL GROUP, INC. 460 24,348 0.02%
33 MUFG Americas Holdings Corp 265 14,000 0.01%
34 Capital Directions Investment Advisors, LLC 253 13,000 0.01%
35 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 233 12,000 0.01%
36 Financial Architects, Inc 154 8,000 0.01%
37 Creative Planning 159 8,000 0.01%
38 D.A. DAVIDSON & CO. 114 6,000 0.01%
39 SIGNATUREFD, LLC 110 6,000 0.01%
40 Peachtree Investment Advisors, Inc. 120 6,000 0.01%
41 Vantage Investment Advisors, LLC 10 1,000 0.00%
42 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.