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SCHWAB INTERMEDIATE-TERM US TREASURY ETF
SCHWAB INTERMEDIATE-TERM US TREASURY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 87 Institutional holders with a total value of $392,273,030.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 3,699,905 205,567,000 52.40%
2 BERGANKDV WEALTH MANAGEMENT, LLC 417,868 23,217,000 5.92%
3 SFMG, LLC 342,106 19,007,000 4.85%
4 PIERSHALE FINANCIAL GROUP, INC. 312,333 17,353,000 4.42%
5 Apriem Advisors 235,343 13,076,000 3.33%
6 WELLS FARGO & COMPANY/MN 189,140 10,509,000 2.68%
7 Frontier Wealth Management LLC 140,478 7,805,000 1.99%
8 FINANCIAL CONSULATE, INC 116,273 6,460,000 1.65%
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 114,661 6,328,000 1.61%
10 PRING TURNER CAPITAL GROUP INC 111,410 6,190,000 1.58%
11 SALEM INVESTMENT COUNSELORS INC 11,054 6,142,000 1.57%
12 JUNCTURE WEALTH STRATEGIES, LLC 106,561 5,921,000 1.51%
13 KRILOGY FINANCIAL LLC 100,223 5,568,000 1.42%
14 Quantum Capital Management, LLC / NJ 100,119 5,563,000 1.42%
15 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 84,044 4,670,000 1.19%
16 Roof Eidam Maycock Peralta, LLC 83,525 4,641,000 1.18%
17 CARDAN CAPITAL PARTNERS, LLC 75,313 4,184,000 1.07%
18 MOISAND FITZGERALD TAMAYO, LLC 66,005 3,667,000 0.93%
19 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 52,341 2,908,000 0.74%
20 Cetera Advisors LLC 51,293 2,847,000 0.73%
21 Sequoia Financial Advisors, LLC 47,044 2,614,000 0.67%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,309 2,573,000 0.66%
23 Bangor Savings Bank 32,840 1,824,000 0.46%
24 Whitegate Investment Counselors, Inc. 30,890 1,716,000 0.44%
25 Peak Asset Management, LLC 30,544 1,697,000 0.43%
26 ASSET DEDICATION, LLC 24,752 1,382,000 0.35%
27 VISTA CAPITAL PARTNERS, INC. 24,384 1,355,000 0.35% SH
28 Waverly Advisors, LLC 23,054 1,281,000 0.33%
29 Cambridge Investment Research Advisors, Inc. 22,554 1,253,000 0.32%
30 Courage Miller Partners, LLC 21,768 1,209,000 0.31%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,023 1,168,000 0.30%
32 Live Your Vision, LLC 19,774 1,099,000 0.28%
33 Raymond James Financial Services Advisors, Inc. 14,284 794,000 0.20%
34 Perigon Wealth Management, LLC 14,100 783,000 0.20%
35 FormulaFolio Investments, LLC 13,860 770,000 0.20%
36 Pinnacle Advisory Group, Inc. 13,093 720,000 0.18%
37 BUCKINGHAM STRATEGIC WEALTH, LLC 12,650 703,000 0.18%
38 LPL Financial LLC 10,005 553,000 0.14%
39 OPTIMUM INVESTMENT ADVISORS 8,135 452,000 0.12%
40 ENVESTNET ASSET MANAGEMENT INC 8,129 452,000 0.12%
41 Virtu KCG Holdings LLC 7,247 403,000 0.10%
42 CITADEL ADVISORS LLC 7,129 396,000 0.10%
43 ROWLAND CARMICHAEL ADVISORS INC /ADV 6,769 376,000 0.10%
44 WEALTHCARE CAPITAL MANAGEMENT LLC 6,150 342,000 0.09%
45 OARSMAN CAPITAL, INC. 5,620 312,000 0.08%
46 Twele Capital Management, Inc. 5,484 305,000 0.08%
47 Stratos Wealth Partners, LTD. 5,354 297,000 0.08%
48 HighTower Advisors, LLC 5,294 295,000 0.08%
49 Asset Management Group, Inc. 5,262 292,000 0.07%
50 Ifrah Financial Services, Inc. 5,176 288,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.