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SCHWAB US DIVIDEND EQUITY ETF
SCHWAB US DIVIDEND EQUITY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 201 Institutional holders with a total value of $645,509,951.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tortoise Investment Management, LLC 30 1,000 0.00%
3 CUTLER GROUP LLC / CA 8,800 2,000 0.00% Put
4 ROBLE, BELKO & COMPANY, INC 62 2,000 0.00%
5 Avior Wealth Management, LLC 40 2,000 0.00%
6 Financial Management Professionals, Inc. 85 3,000 0.00%
7 Perigon Wealth Management, LLC 75 3,000 0.00%
8 CUTLER GROUP LLC / CA 3,200 3,000 0.00% Call
9 Burt Wealth Advisors 138 6,000 0.00%
10 SEI INVESTMENTS CO 150 6,000 0.00%
11 CapWealth Advisors, LLC 175 7,000 0.00%
12 ARMBRUSTER CAPITAL MANAGEMENT, INC. 170 7,000 0.00%
13 Mraz, Amerine & Associates, Inc. 197 7,898 0.00%
14 PHYSICIANS FINANCIAL SERVICES, INC. 207 8,000 0.00%
15 Tarbox Family Office, Inc. 206 8,000 0.00%
16 Winslow, Evans & Crocker, Inc. 225 9,020 0.00%
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 267 11,000 0.00%
18 Evensky & Katz LLC 311 12,000 0.00%
19 MassMutual Private Wealth & Trust, FSB 300 12,027 0.00%
20 MARK SHEPTOFF FINANCIAL PLANNING, LLC 325 13,000 0.00%
21 MOISAND FITZGERALD TAMAYO, LLC 373 15,000 0.00%
22 Community Bank, N.A. 425 17,000 0.00%
23 BlackRock Finance, Inc. 545 22,000 0.00%
24 Chevy Chase Trust Holdings, LLC 546 22,000 0.00%
25 First Personal Financial Services 593 24,000 0.00%
26 ASSETMARK, INC 813 33,000 0.01%
27 SONORA INVESTMENT MANAGEMENT, LLC 901 36,310 0.01%
28 Financial Architects, Inc 927 37,000 0.01%
29 WOODMONT INVESTMENT COUNSEL LLC 930 37,000 0.01%
30 ROWLAND CARMICHAEL ADVISORS INC /ADV 985 39,000 0.01%
31 FIFTH THIRD BANCORP 1,013 41,000 0.01%
32 Winfield Associates, Inc. 1,100 44,000 0.01%
33 Hanson & Doremus Investment Management 1,168 47,000 0.01%
34 DUNCKER STREETT & CO INC 1,200 48,000 0.01%
35 Sandy Spring Bank 1,242 50,000 0.01%
36 HUNTINGTON NATIONAL BANK 1,288 51,000 0.01% PRN
37 JPMORGAN CHASE & CO 1,290 52,000 0.01%
38 Stanford Investment Group, Inc. 1,332 53,000 0.01%
39 Capital Directions Investment Advisors, LLC 1,447 58,000 0.01%
40 Joel Isaacson & Co., LLC 1,600 64,000 0.01%
41 FineMark National Bank & Trust 2,000 80,000 0.01%
42 WESTPORT RESOURCES MANAGEMENT INC 2,175 87,000 0.01%
43 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 2,336 93,000 0.01%
44 Evercore Wealth Management, LLC 2,500 100,000 0.02%
45 MYCIO WEALTH PARTNERS, LLC 2,575 103,000 0.02%
46 JFS WEALTH ADVISORS, LLC 2,594 104,000 0.02%
47 Creative Planning 2,767 111,000 0.02%
48 CENTRAL TRUST Co 2,850 114,000 0.02%
49 BRONFMAN E.L. ROTHSCHILD, L.P. 3,089 124,000 0.02%
50 MUFG Americas Holdings Corp 3,396 136,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.