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SCHWAB US DIVIDEND EQUITY ETF
SCHWAB US DIVIDEND EQUITY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 246 Institutional holders with a total value of $1,189,166,132.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 400 0 0.00% Put
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 JFS WEALTH ADVISORS, LLC 25 1,000 0.00%
4 Tortoise Investment Management, LLC 30 1,000 0.00%
5 Advisory Services Network, LLC 55 2,000 0.00%
6 Financial Management Professionals, Inc. 85 3,000 0.00%
7 CUTLER GROUP LLC / CA 6,600 3,000 0.00% Call
8 Perigon Wealth Management, LLC 75 3,000 0.00%
9 SIMPLEX TRADING, LLC 105 4,000 0.00%
10 SEI INVESTMENTS CO 150 6,000 0.00%
11 CRIBSTONE CAPITAL MANAGEMENT, LLC 176 7,000 0.00%
12 CapWealth Advisors, LLC 175 7,000 0.00%
13 PHYSICIANS FINANCIAL SERVICES, INC. 210 9,000 0.00%
14 Evercore Wealth Management, LLC 230 10,000 0.00%
15 ARMBRUSTER CAPITAL MANAGEMENT, INC. 270 11,000 0.00%
16 WHITTIER TRUST CO 291 12,000 0.00%
17 ALPHA OMEGA WEALTH MANAGEMENT LLC 290 12,000 0.00%
18 Evensky & Katz LLC 316 13,000 0.00%
19 MARK SHEPTOFF FINANCIAL PLANNING, LLC 325 14,000 0.00%
20 First Personal Financial Services 380 16,000 0.00%
21 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 393 16,000 0.00%
22 ROBLE, BELKO & COMPANY, INC 378 16,000 0.00%
23 GLENMEDE TRUST CO NA 410 17,000 0.00%
24 LEBENTHAL ASSET MANAGEMENT, LLC 391 17,000 0.00%
25 PNC FINANCIAL SERVICES GROUP, INC. 496 21,000 0.00%
26 TCI Wealth Advisors, Inc. 500 21,000 0.00%
27 Chevy Chase Trust Holdings, LLC 583 25,000 0.00%
28 MYCIO WEALTH PARTNERS, LLC 579 25,000 0.00%
29 ASSETMARK, INC 695 29,000 0.00%
30 WOODMONT INVESTMENT COUNSEL LLC 930 39,000 0.00%
31 Financial Architects, Inc 945 40,000 0.00%
32 ROWLAND CARMICHAEL ADVISORS INC /ADV 965 41,000 0.00%
33 JACOBI CAPITAL MANAGEMENT LLC 1,060 44,000 0.00%
34 Winslow, Evans & Crocker, Inc. 1,100 46,542 0.00%
35 Winfield Associates, Inc. 1,100 47,000 0.00%
36 Hanson & Doremus Investment Management 1,168 49,000 0.00%
37 Sandy Spring Bank 1,242 53,000 0.00%
38 HUNTINGTON NATIONAL BANK 1,288 54,000 0.00% PRN
39 Stanford Investment Group, Inc. 1,332 56,000 0.00%
40 BlackRock Finance, Inc. 1,454 62,000 0.01%
41 Capital Directions Investment Advisors, LLC 1,467 62,000 0.01%
42 Joel Isaacson & Co., LLC 1,600 68,000 0.01%
43 Burt Wealth Advisors 1,763 74,000 0.01%
44 BRONFMAN E.L. ROTHSCHILD, L.P. 1,826 77,000 0.01%
45 FIFTH THIRD BANCORP 2,013 85,000 0.01%
46 CAPTRUST FINANCIAL ADVISORS 2,216 92,000 0.01%
47 WESTPORT RESOURCES MANAGEMENT INC 2,175 92,000 0.01%
48 BANK OF MONTREAL /CAN/ 2,269 96,000 0.01%
49 FIRST FINANCIAL CORP /IN/ 2,360 100,000 0.01%
50 DUNCKER STREETT & CO INC 2,800 118,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.