Dark
Light
System
Security
SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF
SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 99 Institutional holders with a total value of $347,197,310.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 VISTA CAPITAL PARTNERS, INC. 11,329 326,000 0.09% SH
52 Texas Yale Capital Corp. 10,750 310,000 0.09%
53 LPL Financial LLC 9,962 283,000 0.08%
54 NORTH STAR ASSET MANAGEMENT INC 9,500 274,000 0.08%
55 BCWM, LLC 8,390 242,000 0.07%
56 REGENTATLANTIC CAPITAL LLC 7,357 212,000 0.06%
57 Tortoise Investment Management, LLC 7,122 205,000 0.06%
58 ADVISOR GROUP, INC. 6,691 191,000 0.06%
59 VALLEY NATIONAL ADVISERS INC 6,609 190,000 0.05%
60 BRONFMAN E.L. ROTHSCHILD, L.P. 6,420 185,000 0.05%
61 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 6,435 185,000 0.05%
62 CITIGROUP INC 5,301 153,000 0.04%
63 Barnett & Company, Inc. 4,550 131,000 0.04%
64 SIGNATUREFD, LLC 4,402 127,000 0.04%
65 FIFTH THIRD BANCORP 4,000 115,000 0.03%
66 IFP ADVISORS, INC 3,946 114,000 0.03%
67 Perigon Wealth Management, LLC 3,696 106,000 0.03%
68 Argentus Capital Management, LLC 3,648 105,000 0.03%
69 Allworth Financial LP 3,121 90,000 0.03%
70 WEALTHCARE CAPITAL MANAGEMENT LLC 3,031 87,000 0.03%
71 JFS WEALTH ADVISORS, LLC 2,980 86,000 0.02%
72 Chevy Chase Trust Holdings, LLC 2,623 76,000 0.02%
73 Financial Architects, Inc 2,533 73,000 0.02%
74 DELPHI PRIVATE ADVISORS LLC 2,310 67,000 0.02%
75 SARGENT BICKHAM LAGUDIS LLC 2,092 60,000 0.02%
76 WOLVERINE TRADING LP /BD 20 57,020 0.02% Put
77 WOLVERINE TRADING LP /BD 1,999 56,991 0.02%
78 MARK SHEPTOFF FINANCIAL PLANNING, LLC 1,523 44,000 0.01%
79 Creative Planning 1,495 43,000 0.01%
80 Capital Directions Investment Advisors, LLC 1,443 42,000 0.01%
81 MSI Financial Services Inc 898 26,000 0.01%
82 INTEGRATED WEALTH MANAGEMENT 909 26,000 0.01%
83 Apriem Advisors 700 20,000 0.01%
84 Advisory Alpha, LLC 571 16,000 0.00%
85 WELLS FARGO & COMPANY/MN 273 8,000 0.00%
86 Vantage Investment Advisors, LLC 178 5,000 0.00%
87 SONORA INVESTMENT MANAGEMENT, LLC 173 4,982 0.00%
88 Tradewinds Capital Management, LLC 94 3,000 0.00%
89 JPMORGAN CHASE & CO 92 3,000 0.00%
90 Private Ocean, LLC 75 2,000 0.00%
91 BELLWETHER INVESTMENT GROUP, LLC 55 2,000 0.00%
92 Transamerica Financial Advisors, LLC 3 1,000 0.00%
93 ROWLAND CARMICHAEL ADVISORS INC /ADV 37 1,000 0.00%
94 GENEOS WEALTH MANAGEMENT INC. 50 1,000 0.00%
95 Barrett Asset Management, LLC 41 1,000 0.00%
96 SUTTON WEALTH ADVISORS INC. 11 317 0.00%
97 Parallax Volatility Advisers, L.P. 1 0 0.00%
98 Carroll Financial Associates, Inc. 12 0 0.00%
99 Advisory Services Network, LLC 5 0 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.