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BIOPHARMX CORP COM
BIOPHARMX CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 18 Institutional holders with a total value of $3,945,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 5,124,615 2,844,000 72.09%
2 RTW INVESTMENTS, LP 700,636 389,000 9.86%
3 SABBY MANAGEMENT, LLC 654,462 363,000 9.20%
4 Anson Funds Management LP 205,959 114,000 2.89%
5 VANGUARD GROUP INC 155,626 87,000 2.21%
6 PANAGORA ASSET MANAGEMENT INC 80,735 45,000 1.14%
7 NEXTHERA CAPITAL LP 57,656 32,000 0.81%
8 LPL Financial LLC 40,000 18,000 0.46%
9 Virtu KCG Holdings LLC 30,762 17,000 0.43%
10 FIRST WILSHIRE SECURITIES MANAGEMENT INC 28,027 16,000 0.41%
11 TENOR CAPITAL MANAGEMENT Co., L.P. 12,881 7,000 0.18%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,000 6,000 0.15%
13 UBS Group AG 7,839 4,000 0.10%
14 BANK OF AMERICA CORP /DE/ 4,225 2,000 0.05%
15 BlackRock Fund Advisors 2,103 1,000 0.03%
16 BARCLAYS PLC 270 0 0.00%
17 MORGAN STANLEY 100 0 0.00%
18 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 650 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.