| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FRANKLIN RESOURCES INC | 4,640,000 | 5,058,000 | 67.15% | ||
| 2 | SABBY MANAGEMENT, LLC | 775,000 | 845,000 | 11.22% | ||
| 3 | RTW INVESTMENTS, LP | 700,636 | 764,000 | 10.14% | ||
| 4 | NEXTHERA CAPITAL LP | 345,440 | 377,000 | 5.01% | ||
| 5 | VANGUARD GROUP INC | 154,009 | 168,000 | 2.23% | ||
| 6 | DAFNA Capital Management LLC | 146,800 | 160,000 | 2.12% | ||
| 7 | TENOR CAPITAL MANAGEMENT Co., L.P. | 63,000 | 69,000 | 0.92% | ||
| 8 | LPL Financial LLC | 60,000 | 60,000 | 0.80% | ||
| 9 | CITADEL ADVISORS LLC | 14,302 | 16,000 | 0.21% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,000 | 12,000 | 0.16% | ||
| 11 | BlackRock Fund Advisors | 1,774 | 2,000 | 0.03% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 883 | 1,000 | 0.01% | ||
| 13 | CITIGROUP INC | 70 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
