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NATIONAL HOLDINGS CORP COM NEW
NATIONAL HOLDINGS CORP COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 14 Institutional holders with a total value of $7,207,016.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 791,551 3,087,000 42.83%
2 Curi Capital, LLC 564,658 2,202,000 30.55%
3 EQUITEC PROPRIETARY MARKETS, LLC 198,510 774,000 10.74%
4 US BANCORP \DE\ 100,000 390,000 5.41%
5 Opus Point Partners Management, LLC 89,530 349,000 4.84%
6 HighTower Advisors, LLC 66,808 261,000 3.62%
7 BANK OF AMERICA CORP /DE/ 20,000 78,000 1.08%
8 B. Riley Wealth Advisors, Inc. 13,906 55,000 0.76%
9 UBS Group AG 2,524 10,000 0.14%
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 148 1,000 0.01%
11 AMERICAN INTERNATIONAL GROUP, INC. 4 16 0.00%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 6 0 0.00%
13 Tower Research Capital LLC (TRC) 100 0 0.00%
14 MORGAN STANLEY 21 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.