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NATIONAL HOLDINGS CORP COM NEW
NATIONAL HOLDINGS CORP COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 19 Institutional holders with a total value of $6,178,013.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 783,251 2,154,000 34.87%
2 Curi Capital, LLC 760,755 2,092,000 33.86%
3 EQUITEC PROPRIETARY MARKETS, LLC 198,510 546,000 8.84%
4 MENDON CAPITAL ADVISORS CORP 149,327 411,000 6.65%
5 US BANCORP \DE\ 100,000 275,000 4.45%
6 Opus Point Partners Management, LLC 89,530 246,000 3.98%
7 Coe Capital Management, LLC 81,823 225,013 3.64%
8 MILLENNIUM MANAGEMENT LLC 21,914 60,000 0.97%
9 BANK OF AMERICA CORP /DE/ 20,000 55,000 0.89%
10 VANGUARD GROUP INC 18,225 51,000 0.83%
11 B. Riley Wealth Advisors, Inc. 11,406 32,000 0.52%
12 BlackRock Institutional Trust Company, N.A. 6,744 19,000 0.31%
13 UBS Group AG 2,715 7,000 0.11%
14 BlackRock Investment Management, LLC 1,628 4,000 0.06%
15 WELLS FARGO & COMPANY/MN 207 1,000 0.02%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 6 0 0.00%
17 DEUTSCHE BANK AG\ 8 0 0.00%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 148 0 0.00%
19 AMERICAN INTERNATIONAL GROUP, INC. 4 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.