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NATIONAL HOLDINGS CORP COM NEW
NATIONAL HOLDINGS CORP COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 17 Institutional holders with a total value of $6,552,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Curi Capital, LLC 809,125 1,934,000 29.52%
2 FMR LLC 755,319 1,805,000 27.55%
3 GREAT AMERICAN GROUP, INC. 518,030 1,238,000 18.89%
4 MENDON CAPITAL ADVISORS CORP 286,084 684,000 10.44%
5 EQUITEC PROPRIETARY MARKETS, LLC 198,510 474,000 7.23%
6 US BANCORP \DE\ 100,000 239,000 3.65%
7 VANGUARD GROUP INC 40,944 98,000 1.50%
8 BANK OF AMERICA CORP /DE/ 20,000 48,000 0.73%
9 BlackRock Institutional Trust Company, N.A. 6,744 16,000 0.24%
10 IFP ADVISORS, INC 2,417 6,000 0.09%
11 BlackRock Fund Advisors 2,429 6,000 0.09%
12 BlackRock Investment Management, LLC 1,628 4,000 0.06%
13 DEUTSCHE BANK AG\ 170 0 0.00%
14 WELLS FARGO & COMPANY/MN 207 0 0.00%
15 MORGAN STANLEY 18 0 0.00%
16 AMERICAN INTERNATIONAL GROUP, INC. 4 0 0.00%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.