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GOLDMAN SACHS BDC INC
GOLDMAN SACHS BDC INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 41 Institutional holders with a total value of $60,794,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 558,175 10,276,000 16.90%
2 Stratos Wealth Partners, LTD. 498,044 9,169,000 15.08%
3 Muzinich & Co., Inc. 320,245 5,736,000 9.44%
4 NEW ENGLAND ASSET MANAGEMENT INC 250,000 4,603,000 7.57%
5 West Family Investments, Inc. 228,702 4,210,000 6.93%
6 CITADEL ADVISORS LLC 144,516 2,661,000 4.38%
7 VAN ECK ASSOCIATES CORP 132,295 2,436,000 4.01%
8 Invesco Ltd. 119,987 2,209,000 3.63%
9 MORGAN STANLEY 110,050 2,026,000 3.33%
10 BANK OF AMERICA CORP /DE/ 96,290 1,773,000 2.92%
11 WELLS FARGO & COMPANY/MN 92,936 1,711,000 2.81%
12 LORD, ABBETT & CO. LLC 91,295 1,681,000 2.77%
13 CLOUGH CAPITAL PARTNERS L P 53,000 976,000 1.61%
14 ADVISORY RESEARCH INC 50,874 937,000 1.54%
15 Sumitomo Mitsui DS Asset Management Company, Ltd 48,610 894,000 1.47%
16 RIVERNORTH CAPITAL MANAGEMENT, LLC 48,327 890,000 1.46%
17 TCW GROUP INC 45,800 843,000 1.39%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44,600 821,000 1.35%
19 SALZHAUER MICHAEL 41,578 765,000 1.26%
20 GOLDMAN SACHS GROUP INC 41,098 757,000 1.25%
21 LPL Financial LLC 30,920 599,000 0.99%
22 CORRADO ADVISORS, LLC 29,490 543,000 0.89%
23 BAIRD FINANCIAL GROUP, INC. 28,458 524,000 0.86%
24 CITIGROUP INC 26,908 496,000 0.82%
25 HSBC HOLDINGS PLC 26,000 479,000 0.79%
26 Neuberger Berman Group LLC 21,273 392,000 0.64%
27 Raymond James Financial Services Advisors, Inc. 19,145 352,000 0.58%
28 RAYMOND JAMES TRUST N.A. 16,650 307,000 0.50%
29 DIALECTIC CAPITAL MANAGEMENT, LP 13,947 257,000 0.42%
30 RAYMOND JAMES & ASSOCIATES 13,914 256,000 0.42%
31 JANE STREET GROUP, LLC 13,464 248,000 0.41%
32 Greenwich Investment Management, Inc. 12,280 226,000 0.37%
33 Boyle Capital Management, L.L.C. 11,739 216,000 0.36%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,115 168,000 0.28%
35 ROYAL BANK OF CANADA 5,975 110,000 0.18%
36 Tower Research Capital LLC (TRC) 4,942 91,000 0.15%
37 Highlander Capital Management, LLC 3,500 64,000 0.11%
38 KINGS POINT CAPITAL MANAGEMENT 3,000 55,000 0.09%
39 MONETA GROUP INVESTMENT ADVISORS LLC 1,490 27,000 0.04%
40 Creative Planning 318 6,000 0.01%
41 GUPTA WEALTH MANAGEMENT LLC 200 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.