| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 6,483,653 | 152,495,000 | 50.58% | ||
| 2 | Muzinich & Co., Inc. | 930,118 | 21,876,000 | 7.26% | ||
| 3 | MORGAN STANLEY | 706,292 | 16,612,000 | 5.51% | ||
| 4 | UBS Group AG | 659,549 | 15,513,000 | 5.14% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 268,429 | 6,313,000 | 2.09% | ||
| 6 | Stratos Wealth Partners, LTD. | 250,772 | 5,898,000 | 1.96% | ||
| 7 | BlackRock Group LTD | 248,282 | 5,840,000 | 1.94% | ||
| 8 | Yorktown Management & Research Co Inc | 240,000 | 5,645,000 | 1.87% | ||
| 9 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 228,620 | 5,377,000 | 1.78% | ||
| 10 | ADVISORY RESEARCH INC | 198,640 | 4,672,000 | 1.55% | ||
| 11 | Sumitomo Mitsui DS Asset Management Company, Ltd | 185,915 | 4,372,000 | 1.45% | ||
| 12 | VAN ECK ASSOCIATES CORP | 176,577 | 4,153,000 | 1.38% | ||
| 13 | MCKINLEY CAPITAL MANAGEMENT LLC | 163,651 | 3,849,000 | 1.28% | ||
| 14 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 137,638 | 3,237,000 | 1.07% | ||
| 15 | WELLS FARGO & COMPANY/MN | 131,115 | 3,084,000 | 1.02% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 108,236 | 2,545,000 | 0.84% | ||
| 17 | CIBC WORLD MARKET INC. | 107,124 | 2,520,000 | 0.84% | ||
| 18 | HARVEST CAPITAL MANAGEMENT INC | 96,984 | 2,281,000 | 0.76% | ||
| 19 | Texas Yale Capital Corp. | 95,705 | 2,251,000 | 0.75% | ||
| 20 | Legal & General Group Plc | 82,475 | 1,940,000 | 0.64% | ||
| 21 | Advisors Asset Management, Inc. | 80,854 | 1,902,000 | 0.63% | ||
| 22 | ROYAL BANK OF CANADA | 77,940 | 1,834,000 | 0.61% | ||
| 23 | ANCHOR CAPITAL ADVISORS LLC | 77,674 | 1,827,000 | 0.61% | ||
| 24 | LPL Financial LLC | 74,677 | 1,739,000 | 0.58% | ||
| 25 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 71,779 | 1,688,000 | 0.56% | ||
| 26 | Invesco Ltd. | 69,411 | 1,632,000 | 0.54% | ||
| 27 | West Family Investments, Inc. | 63,881 | 1,502,000 | 0.50% | ||
| 28 | STERLING INVESTMENT ADVISORS, LTD. | 62,650 | 1,474,000 | 0.49% | ||
| 29 | BANK OF MONTREAL /CAN/ | 58,000 | 1,334,000 | 0.44% | ||
| 30 | NEW ENGLAND ASSET MANAGEMENT INC | 54,218 | 1,275,000 | 0.42% | ||
| 31 | CLOUGH CAPITAL PARTNERS L P | 53,000 | 1,247,000 | 0.41% | ||
| 32 | HighTower Advisors, LLC | 51,748 | 1,224,000 | 0.41% | ||
| 33 | SALZHAUER MICHAEL | 50,128 | 1,179,000 | 0.39% | ||
| 34 | HSBC HOLDINGS PLC | 50,000 | 1,176,000 | 0.39% | ||
| 35 | Private Advisor Group, LLC | 34,443 | 809,000 | 0.27% | ||
| 36 | RAYMOND JAMES & ASSOCIATES | 33,268 | 782,000 | 0.26% | ||
| 37 | Homrich & Berg | 31,865 | 749,000 | 0.25% | ||
| 38 | Barnett & Company, Inc. | 30,500 | 717,000 | 0.24% | PRN | |
| 39 | Raymond James Financial Services Advisors, Inc. | 27,833 | 655,000 | 0.22% | ||
| 40 | Ballentine Partners, LLC | 22,505 | 529,000 | 0.18% | ||
| 41 | CORRADO ADVISORS, LLC | 22,475 | 529,000 | 0.18% | ||
| 42 | SALZHAUER MICHAEL | 5,600 | 426,000 | 0.14% | Call | |
| 43 | NUVEEN ASSET MANAGEMENT INC. | 17,806 | 419,000 | 0.14% | ||
| 44 | TCW GROUP INC | 17,700 | 416,000 | 0.14% | ||
| 45 | B. Riley Wealth Advisors, Inc. | 16,904 | 398,000 | 0.13% | ||
| 46 | Greenwich Investment Management, Inc. | 16,715 | 393,000 | 0.13% | ||
| 47 | CITIGROUP INC | 16,126 | 380,000 | 0.13% | ||
| 48 | MACKENZIE FINANCIAL CORP | 13,250 | 312,000 | 0.10% | ||
| 49 | STIFEL FINANCIAL CORP | 12,700 | 299,000 | 0.10% | ||
| 50 | RAYMOND JAMES TRUST N.A. | 11,650 | 274,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
