| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Yakira Capital Management, Inc. | 14,119 | 13,000 | 100.00% | SH | |
| 2 | CITIGROUP INC | 143 | 0 | 0.00% | ||
| 3 | MORGAN STANLEY | 300 | 0 | 0.00% | ||
| 4 | ROYAL BANK OF CANADA | 60 | 0 | 0.00% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 133 | 0 | 0.00% | ||
| 6 | Tower Research Capital LLC (TRC) | 3 | 0 | 0.00% | ||
| 7 | B. Riley Wealth Management, Inc. | 300 | 0 | 0.00% | ||
| 8 | SYNOVUS FINANCIAL CORP | 100 | 0 | 0.00% | ||
| 9 | NEXT Financial Group, Inc | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.