| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Yakira Capital Management, Inc. | 14,119 | 9,000 | 42.86% | SH | |
| 2 | Creative Planning | 13,030 | 8,000 | 38.10% | ||
| 3 | UBS Group AG | 6,144 | 4,000 | 19.05% | ||
| 4 | D.A. DAVIDSON & CO. | 279 | 0 | 0.00% | ||
| 5 | SYNOVUS FINANCIAL CORP | 100 | 0 | 0.00% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 133 | 0 | 0.00% | ||
| 7 | NEXT Financial Group, Inc | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
