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Smith Micro Software
Smith Micro Software. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 30 Institutional holders with a total value of $8,451,088.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DIKER MANAGEMENT LLC 4,386,720 3,816,000 45.15%
2 BlackRock Institutional Trust Company, N.A. 1,257,879 1,094,000 12.95%
3 VANGUARD GROUP INC 800,897 697,000 8.25%
4 RENAISSANCE TECHNOLOGIES LLC 709,600 617,000 7.30%
5 ROYCE & ASSOCIATES LP 586,850 511,000 6.05%
6 Composition Wealth, LLC 500,000 435,000 5.15%
7 SG Capital Management LLC 202,987 177,000 2.09%
8 Cowen Prime Services LLC 181,331 158,000 1.87%
9 GEODE CAPITAL MANAGEMENT, LLC 180,175 156,000 1.85%
10 CHECK CAPITAL MANAGEMENT INC/CA 179,500 156,000 1.85%
11 BANK OF AMERICA CORP /DE/ 161,314 140,000 1.66%
12 BlackRock Fund Advisors 111,933 97,000 1.15%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 89,500 78,000 0.92%
14 ALGERT GLOBAL LLC 85,143 74,000 0.88%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 75,400 66,000 0.78%
16 NORTHERN TRUST CORP 65,417 57,000 0.67%
17 Bank of New York Mellon Corp 48,113 42,000 0.50%
18 GOLDMAN SACHS GROUP INC 24,472 21,000 0.25%
19 STATE STREET CORP 19,313 16,000 0.19%
20 GSA CAPITAL PARTNERS LLP 12,793 11,000 0.13%
21 BLACKROCK ADVISORS LLC 12,346 11,000 0.13%
22 WFG Advisors, LP 10,700 9,000 0.11%
23 BlackRock Investment Management, LLC 6,717 6,000 0.07%
24 UBS Group AG 3,510 3,000 0.04%
25 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,204 2,000 0.02%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 1,000 0.01%
27 Winslow, Evans & Crocker, Inc. 100 88 0.00%
28 BARCLAYS PLC 29 0 0.00%
29 WELLS FARGO & COMPANY/MN 1 0 0.00%
30 AMERICAN INTERNATIONAL GROUP, INC. 300 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.