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SOLAR CAPITAL
SOLAR CAPITAL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 114 Institutional holders with a total value of $461,647,888.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 700 0 0.00% Put
2 CUTLER GROUP LLC / CA 2,500 0 0.00% Call
3 WEALTHPLAN PARTNERS, LLC 300 6 0.00%
4 BNP PARIBAS FINANCIAL MARKETS 75 1,429 0.00%
5 Sandy Spring Bank 130 2,000 0.00%
6 Hillsdale Investment Management Inc. 120 2,000 0.00%
7 WOLVERINE TRADING LP /BD 107 2,021 0.00%
8 PANAGORA ASSET MANAGEMENT INC 144 3,000 0.00%
9 MSI Financial Services Inc 318 6,000 0.00%
10 PENSERRA CAPITAL MANAGEMENT LLC 374 7,000 0.00%
11 Livingston Group Asset Management CO (operating as Southport Capital Management) 500 10,000 0.00%
12 Tower Research Capital LLC (TRC) 676 13,000 0.00%
13 WOLVERINE TRADING LP /BD 7 13,223 0.00% Call
14 PINKERTON WEALTH, LLC 817 16,000 0.00%
15 US BANCORP \DE\ 1,000 19,000 0.00%
16 IFP ADVISORS, INC 1,086 21,000 0.00%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,115 21,000 0.00%
18 Creative Planning 1,639 31,000 0.01%
19 Global X Management CO LLC 1,687 32,000 0.01%
20 WOLVERINE TRADING LP /BD 19 35,891 0.01% Put
21 Sunbelt Securities, Inc. 1,937 36,893 0.01%
22 ALPHA OMEGA WEALTH MANAGEMENT LLC 3,200 61,000 0.01%
23 ADVISOR GROUP, INC. 4,331 81,000 0.02%
24 JBF Capital, Inc. 5,000 95,000 0.02%
25 RAIFF PARTNERS INC 10,000 191,000 0.04%
26 STEEL GROVE CAPITAL ADVISORS, LLC 10,299 198,000 0.04%
27 BBVA USA Bancshares, Inc. 10,730 204,000 0.04%
28 Virtu KCG Holdings LLC 11,164 213,000 0.05%
29 Dynamic Technology Lab Private Ltd 11,418 218,000 0.05%
30 BANK OF AMERICA CORP /DE/ 11,517 220,000 0.05%
31 NORTHERN TRUST CORP 12,644 240,000 0.05%
32 PineBridge Investments, L.P. 12,653 241,000 0.05%
33 Sequoia Financial Advisors, LLC 13,126 250,000 0.05%
34 HBK INVESTMENTS L P 14,746 281,000 0.06%
35 Radcliffe Capital Management, L.P. 14,900 284,000 0.06%
36 UNITED CAPITAL FINANCIAL ADVISORS, LLC 14,983 285,000 0.06%
37 Commonwealth Equity Services, Inc 15,442 294,000 0.06%
38 Sigma Planning Corp 15,422 294,000 0.06%
39 GREAT AMERICAN GROUP, INC. 16,109 307,000 0.07%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,583 316,000 0.07%
41 NORGES BANK 20,103 383,000 0.08%
42 FOUNDERS FINANCIAL SECURITIES LLC 20,589 392,000 0.08%
43 Horizon Investments, LLC 20,755 395,000 0.09%
44 MACQUARIE GROUP LTD 22,137 422,000 0.09%
45 CORRADO ADVISORS, LLC 22,160 422,000 0.09%
46 Cetera Advisors LLC 22,800 435,000 0.09%
47 CITIGROUP INC 22,960 437,000 0.09%
48 GOLDMAN SACHS GROUP INC 25,593 488,000 0.11%
49 Private Advisor Group, LLC 26,695 508,000 0.11%
50 Freestone Capital Holdings, LLC 29,036 553,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.