| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ISHARES TR | 160,800 | 18,489,000 | 10.69% | Put | |
| 2 | POWERSHARES QQQ TRUST | 170,000 | 18,282,000 | 10.57% | Put | |
| 3 | UNITED ONLINE INC | 1,427,228 | 15,700,000 | 9.08% | ||
| 4 | VANGUARD INDEX FDS | 66,204 | 6,346,000 | 3.67% | ||
| 5 | PRGX GLOBAL INC | 1,013,595 | 5,291,000 | 3.06% | ||
| 6 | KEMET CORP | 1,654,028 | 4,846,000 | 2.80% | ||
| 7 | ATLANTIC ALLIANCE PARTNER CO | 464,828 | 4,830,000 | 2.79% | ||
| 8 | SOLAR SENIOR | 278,153 | 4,481,000 | 2.59% | ||
| 9 | PIMCO ETF TR | 42,254 | 4,275,000 | 2.47% | ||
| 10 | VANGUARD SCOTTSDALE FDS | 41,576 | 3,361,000 | 1.94% | ||
| 11 | TELENAV INC COM | 648,461 | 3,307,000 | 1.91% | ||
| 12 | WESTPORT FUEL SYSTEMS INC | 1,617,870 | 2,702,000 | 1.56% | ||
| 13 | VANGUARD INDEX FDS | 21,122 | 2,611,000 | 1.51% | ||
| 14 | ISHARES TR | 15,218 | 2,560,000 | 1.48% | ||
| 15 | BROADWIND ENERGY INC | 580,000 | 2,448,000 | 1.42% | ||
| 16 | VANGUARD SCOTTSDALE FDS | 27,309 | 2,442,000 | 1.41% | ||
| 17 | VANGUARD MALVERN FDS | 46,284 | 2,290,000 | 1.32% | ||
| 18 | DIGITAL TURBINE INC | 2,086,283 | 2,233,000 | 1.29% | ||
| 19 | PENNANTPARK FLOATING RATE CA | 179,820 | 2,230,000 | 1.29% | ||
| 20 | HP INC | 177,261 | 2,225,000 | 1.29% | ||
| 21 | PENNANTPARK INVT CORP | 318,479 | 2,175,000 | 1.26% | ||
| 22 | MICROSOFT CORP | 36,611 | 1,873,000 | 1.08% | ||
| 23 | ROVI CORP COM EXCHANGEDFOR CU | 115,290 | 1,803,000 | 1.04% | ||
| 24 | ISHARES | 23,502 | 1,795,000 | 1.04% | ||
| 25 | DOUBLELINE INCOME SOLUTIONS | 97,637 | 1,792,000 | 1.04% | ||
| 26 | SPDR S&P 500 ETF TR | 8,470 | 1,774,000 | 1.03% | ||
| 27 | HC2 HLDGS INC COM | 390,224 | 1,678,000 | 0.97% | ||
| 28 | VANGUARD INDEX FDS | 15,404 | 1,651,000 | 0.95% | ||
| 29 | ISHARES TR | 55,637 | 1,593,000 | 0.92% | ||
| 30 | APPLE INC | 16,622 | 1,589,000 | 0.92% | ||
| 31 | VANGUARD INTL EQUITY INDEX F | 41,904 | 1,476,000 | 0.85% | ||
| 32 | ISHARES TR | 26,221 | 1,464,000 | 0.85% | ||
| 33 | ISHARES TR NEW YORK MUN ETF | 12,144 | 1,400,000 | 0.81% | ||
| 34 | ISHARES TR | 11,077 | 1,360,000 | 0.79% | ||
| 35 | VANGUARD SPECIALIZED FUNDS | 16,180 | 1,347,000 | 0.78% | ||
| 36 | ISHARES TR | 10,671 | 1,229,000 | 0.71% | ||
| 37 | HEWLETT PACKARD ENTERPRISE C | 65,812 | 1,202,000 | 0.69% | ||
| 38 | ISHARES TR | 12,945 | 1,104,000 | 0.64% | ||
| 39 | ARES CAPITAL CORP | 75,778 | 1,076,000 | 0.62% | ||
| 40 | ISHARES TR | 20,467 | 946,000 | 0.55% | ||
| 41 | ISHARES TR | 7,450 | 849,000 | 0.49% | ||
| 42 | POWERSHARES QQQ TRUST | 7,613 | 819,000 | 0.47% | ||
| 43 | VANGUARD LG-TERM COR BD ETF | 8,464 | 800,000 | 0.46% | ||
| 44 | SPDR INDEX SHS FDS | 21,468 | 797,000 | 0.46% | ||
| 45 | APOLLO SR FLOATING RATE FD INC COM | 49,893 | 788,000 | 0.46% | ||
| 46 | NATIONAL HOLDINGS CORP COM NEW | 262,326 | 787,000 | 0.45% | ||
| 47 | GARRISON CAP INC | 74,555 | 752,000 | 0.43% | ||
| 48 | GOLDMAN SACHS MLP INC OPP FD | 79,899 | 747,000 | 0.43% | ||
| 49 | AETNA INC NEW | 6,000 | 733,000 | 0.42% | ||
| 50 | COHEN & STEERS LTD DUR PFD INC COM | 29,251 | 711,000 | 0.41% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001615774-16-006835, filed 2016.08.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
