| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FMR LLC | 6,134,603 | 287,652,000 | 15.95% | ||
| 2 | DEUTSCHE BANK AG\ | 4,258,666 | 199,685,000 | 11.07% | ||
| 3 | MORGAN STANLEY | 3,534,713 | 165,743,000 | 9.19% | ||
| 4 | ING GROEP NV | 3,500,000 | 164,220,000 | 9.10% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 2,186,787 | 102,538,000 | 5.68% | ||
| 6 | QS Investors, LLC | 2,024,971 | 94,951,000 | 5.26% | ||
| 7 | WELLS FARGO & COMPANY/MN | 1,282,459 | 60,134,000 | 3.33% | ||
| 8 | Pictet North America Advisors SA | 1,163,505 | 54,557,000 | 3.02% | ||
| 9 | IndexIQ Advisors LLC | 982,856 | 46,086,000 | 2.55% | ||
| 10 | PNC FINANCIAL SERVICES GROUP, INC. | 846,729 | 39,703,000 | 2.20% | ||
| 11 | UBS Group AG | 836,252 | 39,212,000 | 2.17% | ||
| 12 | ROYAL BANK OF CANADA | 774,080 | 36,295,000 | 2.01% | ||
| 13 | LOCKHEED MARTIN INVESTMENT MANAGEMENT CO | 597,603 | 28,022,000 | 1.55% | ||
| 14 | GOLDMAN SACHS GROUP INC | 550,000 | 25,790,000 | 1.43% | Call | |
| 15 | GOLDMAN SACHS GROUP INC | 550,000 | 25,790,000 | 1.43% | Put | |
| 16 | PICTON MAHONEY ASSET MANAGEMENT | 550,000 | 25,790,000 | 1.43% | Put | SH |
| 17 | HUNTINGTON NATIONAL BANK | 428,996 | 20,116,000 | 1.12% | PRN | |
| 18 | Tactical Allocation Group LLC | 373,441 | 17,510,000 | 0.97% | ||
| 19 | ENVESTNET ASSET MANAGEMENT INC | 348,416 | 16,337,000 | 0.91% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 323,541 | 15,170,000 | 0.84% | ||
| 21 | BlackRock Finance, Inc. | 287,340 | 13,473,000 | 0.75% | ||
| 22 | ParenteBeard Wealth Management, LLC | 621 | 13,254,000 | 0.73% | ||
| 23 | LPL Financial LLC | 259,288 | 12,158,000 | 0.67% | ||
| 24 | LAZARD ASSET MANAGEMENT LLC | 258,944 | 12,141,000 | 0.67% | PRN | |
| 25 | BANK OF MONTREAL /CAN/ | 251,735 | 11,804,000 | 0.65% | ||
| 26 | BESSEMER GROUP INC | 228,224 | 10,702,000 | 0.59% | ||
| 27 | SG Americas Securities, LLC | 220,201 | 10,325,000 | 0.57% | ||
| 28 | First Allied Asset Management, Inc. | 208,116 | 9,768,000 | 0.54% | ||
| 29 | CREDIT SUISSE AG/ | 195,969 | 9,189,000 | 0.51% | ||
| 30 | AMERIPRISE FINANCIAL INC | 169,959 | 7,969,000 | 0.44% | ||
| 31 | RAYMOND JAMES & ASSOCIATES | 159,550 | 7,481,000 | 0.41% | ||
| 32 | Windsor Capital Management, LLC | 141,147 | 6,618,000 | 0.37% | ||
| 33 | Raymond James Financial Services Advisors, Inc. | 140,225 | 6,575,000 | 0.36% | ||
| 34 | STATE STREET CORP | 127,481 | 5,977,000 | 0.33% | ||
| 35 | Advisory Alpha, LLC | 127,205 | 5,965,000 | 0.33% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 124,754 | 5,850,000 | 0.32% | ||
| 37 | AXA S.A. | 123,370 | 5,785,000 | 0.32% | ||
| 38 | BANK OF STOCKTON | 114,109 | 5,351,000 | 0.30% | ||
| 39 | Commonwealth Equity Services, Inc | 113,939 | 5,343,000 | 0.30% | ||
| 40 | NTV ASSET MANAGEMENT LLC | 110,715 | 5,191,000 | 0.29% | ||
| 41 | CIBC WORLD MARKET INC. | 109,858 | 5,151,000 | 0.29% | ||
| 42 | WELLINGTON MANAGEMENT GROUP LLP | 108,956 | 5,109,000 | 0.28% | ||
| 43 | Sage Capital Management, LLC | 105,750 | 4,959,000 | 0.27% | ||
| 44 | First Allied Advisory Services, Inc. | 105,116 | 4,929,000 | 0.27% | ||
| 45 | Ironsides Asset Advisors, LLC | 98,100 | 4,600,000 | 0.26% | ||
| 46 | Mirae Asset Global Investments Co., Ltd. | 92,050 | 4,316,000 | 0.24% | ||
| 47 | Strategic Income Management, LLC | 87,255 | 4,090,000 | 0.23% | ||
| 48 | STIFEL FINANCIAL CORP | 84,044 | 3,941,000 | 0.22% | ||
| 49 | Financial Architects, Inc | 76,736 | 3,598,000 | 0.20% | ||
| 50 | STERNE AGEE GROUP, INC. | 76,552 | 3,590,000 | 0.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
