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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 413 Institutional holders with a total value of $9,815,405,979.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Shamrock Asset Management LLC 0 0 0.00%
2 CUTLER GROUP LLC / CA 300 0 0.00% Call
3 Patten Group, Inc. 1 57 0.00%
4 MARINER INVESTMENT GROUP LLC 10,000 1,000 0.00% Put
5 First Personal Financial Services 69 2,000 0.00%
6 Allworth Financial LP 49 2,000 0.00%
7 Advisors Asset Management, Inc. 65 2,000 0.00%
8 Ironwood Financial, llc 77 3,000 0.00%
9 FIRST MANHATTAN CO. LLC. 90 3,000 0.00%
10 Lenox Wealth Management, Inc. 93 3,000 0.00%
11 BRONFMAN E.L. ROTHSCHILD, L.P. 117 4,000 0.00%
12 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 106 4,000 0.00%
13 Eos Management, L.P. 800 4,000 0.00% Call
14 Sensible Financial Planning & Management, LLC. 104 4,000 0.00%
15 TCI Wealth Advisors, Inc. 138 5,000 0.00%
16 Lenox Wealth Advisors, LLC 200 7,000 0.00%
17 AMERICAN NATIONAL BANK & TRUST 200 7,000 0.00%
18 Sunbelt Securities, Inc. 205 7,021 0.00%
19 JACKSON, GRANT INVESTMENT ADVISERS, INC. 225 8,000 0.00%
20 CUTLER GROUP LLC / CA 2,400 10,000 0.00% Put
21 MCF Advisors LLC 303 10,000 0.00%
22 Alerus Investment Advisors Corp 294 10,000 0.00%
23 EDMOND DE ROTHSCHILD HOLDING S.A. 350 12,000 0.00%
24 People's United Financial, Inc. 372 13,000 0.00%
25 INTERACTIVE FINANCIAL ADVISORS, INC. 441 15,000 0.00%
26 JFS WEALTH ADVISORS, LLC 446 15,000 0.00%
27 Endurance Wealth Management, Inc. 458 16,000 0.00%
28 SONORA INVESTMENT MANAGEMENT, LLC 470 16,412 0.00%
29 Alexandria Capital, LLC 708 24,000 0.00%
30 BALENTINE LLC 742 24,000 0.00%
31 Walleye Trading LLC 800 27,000 0.00% Call
32 FIFTH THIRD BANCORP 798 27,000 0.00%
33 WEALTHCARE CAPITAL MANAGEMENT LLC 849 29,000 0.00%
34 Carroll Financial Associates, Inc. 856 29,000 0.00%
35 DUBUQUE BANK & TRUST CO 886 30,000 0.00%
36 Sandy Spring Bank 900 31,000 0.00%
37 NEXT Financial Group, Inc 963 32,000 0.00%
38 CITY HOLDING CO 950 33,000 0.00%
39 Cranbrook Wealth Management, LLC 1,004 34,000 0.00%
40 MARINER INVESTMENT GROUP LLC 200,000 35,000 0.00% Call
41 KELLEHER FINANCIAL ADVISORS 1,060 36,000 0.00%
42 Compagnie Lombard Odier SCmA 1,080 37,000 0.00%
43 CITIZENS FINANCIAL GROUP INC/DE 1,182 40,000 0.00%
44 HEFTY WEALTH PARTNERS 1,170 40,000 0.00%
45 Hudock, Inc. 1,257 43,000 0.00%
46 Gradient Investments LLC 1,305 45,000 0.00%
47 Evercore Wealth Management, LLC 1,329 46,000 0.00%
48 CAPTRUST FINANCIAL ADVISORS 1,364 47,000 0.00%
49 Vigilant Capital Management, LLC 1,400 48,000 0.00%
50 Winslow, Evans & Crocker, Inc. 1,412 48,361 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.