| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ZAZOVE ASSOCIATES LLC | 67,729,000 | 66,378,000 | 24.75% | PRN | |
| 2 | TD ASSET MANAGEMENT INC | 26,254,000 | 25,745,000 | 9.60% | ||
| 3 | GLG Partners LP | 22,750,000 | 22,267,000 | 8.30% | PRN | |
| 4 | AQR ARBITRAGE LLC | 18,700,000 | 18,338,000 | 6.84% | PRN | |
| 5 | OAKTREE CAPITAL MANAGEMENT LP | 17,285,000 | 16,939,000 | 6.32% | PRN | |
| 6 | Radcliffe Capital Management, L.P. | 16,740,000 | 16,384,000 | 6.11% | PRN | |
| 7 | RIVERHEAD CAPITAL MANAGEMENT LLC | 15,000,000 | 14,643,000 | 5.46% | ||
| 8 | INCOME RESEARCH & MANAGEMENT | 12,864,000 | 12,550,000 | 4.68% | PRN | |
| 9 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 12,320,000 | 12,020,000 | 4.48% | ||
| 10 | AMERICAN FINANCIAL GROUP INC | 12,200,000 | 11,909,000 | 4.44% | PRN | |
| 11 | JPMORGAN CHASE & CO | 8,521,000 | 8,373,000 | 3.12% | PRN | |
| 12 | THRIVENT FINANCIAL FOR LUTHERANS | 8,500,000 | 8,293,000 | 3.09% | ||
| 13 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 6,000,000 | 5,857,000 | 2.18% | PRN | |
| 14 | WELLS FARGO & COMPANY/MN | 4,775,000 | 4,661,000 | 1.74% | PRN | |
| 15 | Ameritas Investment Partners, Inc. | 3,535,000 | 3,448,000 | 1.29% | PRN | |
| 16 | CITIGROUP INC | 3,240,000 | 3,161,000 | 1.18% | PRN | |
| 17 | DEUTSCHE BANK AG\ | 3,013,000 | 2,939,000 | 1.10% | PRN | |
| 18 | CREDIT SUISSE AG/ | 2,338,000 | 2,281,000 | 0.85% | PRN | |
| 19 | Compagnie Lombard Odier SCmA | 1,990,000 | 1,970,000 | 0.73% | PRN | |
| 20 | Calamos Advisors LLC | 2,000,000 | 1,966,000 | 0.73% | PRN | |
| 21 | MORGAN STANLEY | 1,545,000 | 1,509,000 | 0.56% | PRN | |
| 22 | Bank of New York Mellon Corp | 1,500,000 | 1,474,000 | 0.55% | ||
| 23 | WEDBUSH SECURITIES INC | 10,000 | 976,000 | 0.36% | ||
| 24 | Lombard Odier Asset Management (Europe) Ltd | 995,000 | 975,000 | 0.36% | PRN | |
| 25 | VOYA FINANCIAL ADVISORS, INC. | 371,000 | 362,000 | 0.13% | PRN | |
| 26 | FDx Advisors, Inc. | 357,000 | 348,000 | 0.13% | ||
| 27 | Lombard Odier Asset Management (Switzerland) SA | 330,000 | 323,000 | 0.12% | PRN | |
| 28 | BARCLAYS PLC | 273,000 | 266,000 | 0.10% | PRN | |
| 29 | LPL Financial LLC | 255,000 | 249,000 | 0.09% | PRN | |
| 30 | Carnegie Investment Counsel | 245,000 | 241,000 | 0.09% | ||
| 31 | ROYAL BANK OF CANADA | 221,000 | 216,000 | 0.08% | PRN | |
| 32 | NewEdge Advisors, LLC | 200,000 | 196,000 | 0.07% | PRN | |
| 33 | SII INVESTMENTS INC/WI | 135,000 | 134,000 | 0.05% | PRN | |
| 34 | STIFEL FINANCIAL CORP | 112,198 | 112,000 | 0.04% | PRN | |
| 35 | Sigma Planning Corp | 80,000 | 78,000 | 0.03% | ||
| 36 | D.A. DAVIDSON & CO. | 70,000 | 68,000 | 0.03% | ||
| 37 | Commonwealth Equity Services, Inc | 70,000 | 68,000 | 0.03% | ||
| 38 | Cambridge Investment Research Advisors, Inc. | 70,000 | 68,000 | 0.03% | ||
| 39 | ADVISOR GROUP, INC. | 60 | 59,000 | 0.02% | PRN | |
| 40 | IFC Holdings Incorporated/FL | 60,000 | 59,000 | 0.02% | PRN | |
| 41 | INVESTMENT CENTERS OF AMERICA INC | 60,000 | 59,000 | 0.02% | PRN | |
| 42 | BlackRock Fund Advisors | 58,000 | 57,000 | 0.02% | PRN | |
| 43 | TDAM USA INC. | 46,000 | 45,000 | 0.02% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 42,000 | 41,000 | 0.02% | ||
| 45 | GOOD LIFE ADVISORS, LLC | 25,000 | 25,000 | 0.01% | PRN | |
| 46 | Creative Planning | 22,000 | 21,000 | 0.01% | PRN | |
| 47 | Wellesley Asset Management | 7,347 | 7,205 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
