| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ZAZOVE ASSOCIATES LLC | 80,864,000 | 80,059,000 | 30.14% | PRN | |
| 2 | TD ASSET MANAGEMENT INC | 23,254,000 | 23,094,000 | 8.69% | ||
| 3 | GLG Partners LP | 22,750,000 | 22,636,000 | 8.52% | PRN | |
| 4 | AQR ARBITRAGE LLC | 18,700,000 | 18,571,000 | 6.99% | PRN | |
| 5 | INCOME RESEARCH & MANAGEMENT | 18,520,000 | 18,300,000 | 6.89% | PRN | |
| 6 | Radcliffe Capital Management, L.P. | 16,740,000 | 16,536,000 | 6.23% | PRN | |
| 7 | RIVERHEAD CAPITAL MANAGEMENT LLC | 15,000,000 | 14,828,000 | 5.58% | ||
| 8 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 12,320,000 | 12,174,000 | 4.58% | ||
| 9 | AMERICAN FINANCIAL GROUP INC | 12,200,000 | 12,047,000 | 4.54% | PRN | |
| 10 | OAKTREE CAPITAL MANAGEMENT LP | 10,500,000 | 10,421,000 | 3.92% | PRN | |
| 11 | THRIVENT FINANCIAL FOR LUTHERANS | 8,500,000 | 8,418,000 | 3.17% | ||
| 12 | JPMORGAN CHASE & CO | 7,608,000 | 7,534,000 | 2.84% | PRN | |
| 13 | DEUTSCHE BANK AG\ | 3,963,000 | 3,915,000 | 1.47% | PRN | |
| 14 | Ameritas Investment Partners, Inc. | 3,535,000 | 3,493,000 | 1.31% | PRN | |
| 15 | MORGAN STANLEY | 2,535,000 | 2,488,000 | 0.94% | PRN | |
| 16 | Compagnie Lombard Odier SCmA | 1,990,000 | 2,014,000 | 0.76% | PRN | |
| 17 | Calamos Advisors LLC | 2,000,000 | 1,979,000 | 0.75% | PRN | |
| 18 | CREDIT SUISSE AG/ | 1,773,000 | 1,752,000 | 0.66% | PRN | |
| 19 | Bank of New York Mellon Corp | 1,000,000 | 990,000 | 0.37% | ||
| 20 | WEDBUSH SECURITIES INC | 10,000 | 988,000 | 0.37% | ||
| 21 | Lombard Odier Asset Management (Europe) Ltd | 995,000 | 985,000 | 0.37% | PRN | |
| 22 | Lombard Odier Asset Management (Switzerland) SA | 330,000 | 327,000 | 0.12% | PRN | |
| 23 | LPL Financial LLC | 255,000 | 251,000 | 0.09% | ||
| 24 | ROYAL BANK OF CANADA | 251,000 | 248,000 | 0.09% | PRN | |
| 25 | Carnegie Investment Counsel | 245,000 | 241,000 | 0.09% | ||
| 26 | Nuveen Asset Management, LLC | 2,000,000 | 198,000 | 0.07% | PRN | |
| 27 | NewEdge Advisors, LLC | 200,000 | 197,000 | 0.07% | ||
| 28 | SII INVESTMENTS INC/WI | 135,000 | 135,000 | 0.05% | PRN | |
| 29 | FDx Advisors, Inc. | 107,000 | 106,000 | 0.04% | ||
| 30 | STIFEL FINANCIAL CORP | 88,931 | 90,000 | 0.03% | PRN | |
| 31 | Sigma Planning Corp | 80,000 | 79,000 | 0.03% | ||
| 32 | BARCLAYS PLC | 79,000 | 78,000 | 0.03% | PRN | |
| 33 | D.A. DAVIDSON & CO. | 70,000 | 69,000 | 0.03% | ||
| 34 | INVESTMENT CENTERS OF AMERICA INC | 60,000 | 60,000 | 0.02% | PRN | |
| 35 | ADVISOR GROUP, INC. | 60 | 59,000 | 0.02% | PRN | |
| 36 | IFC Holdings Incorporated/FL | 60,000 | 59,000 | 0.02% | PRN | |
| 37 | BlackRock Fund Advisors | 50,000 | 49,000 | 0.02% | PRN | |
| 38 | TDAM USA INC. | 46,000 | 45,000 | 0.02% | ||
| 39 | Commonwealth Equity Services, Inc | 45,000 | 44,000 | 0.02% | ||
| 40 | WELLS FARGO & COMPANY/MN | 25,000 | 25,000 | 0.01% | PRN | |
| 41 | V WEALTH MANAGEMENT,LLC | 20,000 | 20,000 | 0.01% | PRN | |
| 42 | Wellesley Asset Management | 13,135 | 13,045 | 0.00% | PRN | |
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,000 | 10,000 | 0.00% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 10,000 | 10,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
