| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ZAZOVE ASSOCIATES LLC | 110,774,000 | 97,620,000 | 36.28% | PRN | |
| 2 | GLG Partners LP | 30,750,000 | 27,214,000 | 10.11% | PRN | |
| 3 | AQR ARBITRAGE LLC | 24,375,000 | 21,587,000 | 8.02% | PRN | |
| 4 | TD ASSET MANAGEMENT INC | 23,254,000 | 20,594,000 | 7.65% | ||
| 5 | INCOME RESEARCH & MANAGEMENT | 19,582,000 | 17,244,000 | 6.41% | PRN | |
| 6 | RIVERHEAD CAPITAL MANAGEMENT LLC | 15,000,000 | 13,255,000 | 4.93% | ||
| 7 | AMERICAN FINANCIAL GROUP INC | 12,200,000 | 10,781,000 | 4.01% | PRN | |
| 8 | OAKTREE CAPITAL MANAGEMENT LP | 11,837,000 | 10,518,000 | 3.91% | PRN | |
| 9 | Radcliffe Capital Management, L.P. | 11,740,000 | 10,354,000 | 3.85% | PRN | |
| 10 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 7,820,000 | 6,887,000 | 2.56% | ||
| 11 | JPMORGAN CHASE & CO | 7,460,000 | 6,595,000 | 2.45% | PRN | |
| 12 | THRIVENT FINANCIAL FOR LUTHERANS | 6,500,000 | 5,736,000 | 2.13% | ||
| 13 | Pine River Capital Management L.P. | 5,740,000 | 5,055,000 | 1.88% | PRN | |
| 14 | DEUTSCHE BANK AG\ | 4,148,000 | 3,651,000 | 1.36% | PRN | |
| 15 | Ameritas Investment Partners, Inc. | 3,535,000 | 3,113,000 | 1.16% | PRN | |
| 16 | MORGAN STANLEY | 2,146,000 | 1,885,000 | 0.70% | PRN | |
| 17 | Calamos Advisors LLC | 2,000,000 | 1,766,000 | 0.66% | PRN | |
| 18 | CREDIT SUISSE AG/ | 1,997,000 | 1,759,000 | 0.65% | PRN | |
| 19 | Compagnie Lombard Odier SCmA | 1,120,000 | 1,009,000 | 0.37% | PRN | |
| 20 | BARCLAYS PLC | 1,000,000 | 880,000 | 0.33% | PRN | |
| 21 | GOLDMAN SACHS GROUP INC | 601,000 | 529,000 | 0.20% | PRN | |
| 22 | LPL Financial LLC | 530,000 | 465,000 | 0.17% | ||
| 23 | ROYAL BANK OF CANADA | 161,000 | 142,000 | 0.05% | PRN | |
| 24 | SII INVESTMENTS INC/WI | 155,000 | 139,000 | 0.05% | PRN | |
| 25 | BlackRock Fund Advisors | 75,000 | 66,000 | 0.02% | PRN | |
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 60 | 53,000 | 0.02% | PRN | |
| 27 | D.A. DAVIDSON & CO. | 55,000 | 48,000 | 0.02% | ||
| 28 | IFC Holdings Incorporated/FL | 50,000 | 44,000 | 0.02% | PRN | |
| 29 | TDAM USA INC. | 46,000 | 41,000 | 0.02% | ||
| 30 | Investors Capital Advisory Services | 27,000 | 23,000 | 0.01% | ||
| 31 | V WEALTH MANAGEMENT,LLC | 20,000 | 18,000 | 0.01% | PRN | |
| 32 | VSR Financial Services, Inc. | 20,000 | 18,000 | 0.01% | PRN | |
| 33 | CITIGROUP INC | 10,000 | 9,000 | 0.00% | PRN | |
| 34 | Cambridge Investment Research Advisors, Inc. | 10,000 | 9,000 | 0.00% | ||
| 35 | Wellesley Asset Management | 2,148 | 1,892 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
