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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 71 Institutional holders with a total value of $175,003,744.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CITIGROUP INC 28 2,000 0.00%
3 Apriem Advisors 216 12,000 0.01%
4 Madden Advisory Services, Inc. 220 12,000 0.01%
5 SEI INVESTMENTS CO 246 14,000 0.01%
6 GUPTA WEALTH MANAGEMENT LLC 419 23,000 0.01%
7 Ameritas Investment Partners, Inc. 635 35,000 0.02%
8 TRUST CO 723 40,000 0.02%
9 Transamerica Financial Advisors, LLC 947 53,000 0.03%
10 MSI Financial Services Inc 1,109 61,000 0.03%
11 MANAGED ACCOUNT ADVISORS LLC 1,348 75,000 0.04%
12 AMERICAN INTERNATIONAL GROUP, INC. 1,534 85,030 0.05%
13 Winfield Associates, Inc. 1,600 89,000 0.05%
14 Simplicity Solutions, LLC 1,835 101,714 0.06%
15 BANK OF MONTREAL /CAN/ 2,000 111,000 0.06%
16 AXA S.A. 2,280 126,000 0.07%
17 NewSquare Capital LLC 3,000 166,000 0.09%
18 Regal Investment Advisors LLC 3,119 172,000 0.10%
19 LINCOLN NATIONAL CORP 3,627 201,000 0.11%
20 CITADEL ADVISORS LLC 3,630 201,000 0.11%
21 KWMG, LLC 4,002 222,000 0.13%
22 CREDIT SUISSE AG/ 4,055 225,000 0.13%
23 GOLDMAN SACHS GROUP INC 4,521 251,000 0.14%
24 IMA Advisory Services, Inc. 4,730 262,000 0.15%
25 FDx Advisors, Inc. 5,131 284,000 0.16%
26 M&T BANK CORP 5,205 289,000 0.17%
27 ASPIRIANT, LLC 5,305 294,000 0.17%
28 SHEETS SMITH WEALTH MANAGEMENT 5,521 306,000 0.17%
29 OARSMAN CAPITAL, INC. 5,554 308,000 0.18%
30 Peak Asset Management, LLC 5,638 313,000 0.18%
31 ADVANTAGE INVESTMENT MANAGEMENT, LLC 5,655 313,000 0.18%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,780 320,000 0.18%
33 NATIONAL PLANNING CORP 5,764 321,000 0.18%
34 WELLS FARGO & COMPANY/MN 6,061 336,000 0.19%
35 PNC FINANCIAL SERVICES GROUP, INC. 6,762 375,000 0.21%
36 BB&T SECURITIES, LLC 7,227 400,000 0.23%
37 JANE STREET GROUP, LLC 7,388 410,000 0.23%
38 PALLADIEM, LLC 7,490 415,000 0.24%
39 First Allied Advisory Services, Inc. 7,651 423,000 0.24%
40 J.P. Turner & Co Capital Mnagement, LLC 7,860 435,000 0.25%
41 Friedenthal Financial 8,128 451,000 0.26%
42 Ironwood Financial, llc 8,503 471,000 0.27%
43 Bank of New York Mellon Corp 8,701 482,000 0.28%
44 B. Riley Wealth Management, Inc. 8,779 486,000 0.28%
45 FIRST TRUST ADVISORS LP 10,453 579,000 0.33%
46 FC ADVISORY LLC 13,103 726,000 0.41%
47 COLDSTREAM CAPITAL MANAGEMENT INC 17,735 983,000 0.56%
48 CITY NATIONAL BANK 18,117 1,004,000 0.57%
49 Commonwealth Equity Services, Inc 18,369 1,018,000 0.58%
50 AMERIPRISE FINANCIAL INC 19,440 1,078,000 0.62%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.