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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 106 Institutional holders with a total value of $304,596,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 PARALLEL ADVISORS, LLC 25 1,000 0.00%
3 ASSETMARK, INC 14 1,000 0.00%
4 Transamerica Financial Advisors, LLC 26 2,000 0.00%
5 Crow Point Partners, LLC 100 6,000 0.00%
6 Ameritas Investment Partners, Inc. 155 8,000 0.00%
7 GENEOS WEALTH MANAGEMENT INC. 176 9,000 0.00%
8 US BANCORP \DE\ 339 19,000 0.01%
9 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 404 22,000 0.01%
10 AlphaMark Advisors, LLC 400 22,000 0.01%
11 BROWN BROTHERS HARRIMAN & CO 500 28,000 0.01%
12 CWM, LLC 595 33,000 0.01%
13 Live Your Vision, LLC 647 36,000 0.01%
14 FIFTH THIRD BANCORP 725 41,000 0.01%
15 FLOW TRADERS U.S. LLC 843 47,000 0.02%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 984 55,000 0.02%
17 CREATIVE FINANCIAL DESIGNS INC /ADV 1,842 103,000 0.03%
18 BANK OF MONTREAL /CAN/ 2,000 109,000 0.04%
19 ADVISOR GROUP, INC. 1,979 111,000 0.04%
20 Tarbox Family Office, Inc. 2,097 117,000 0.04%
21 Capital Advisors, Ltd. LLC 2,176 122,000 0.04%
22 JACOBI CAPITAL MANAGEMENT LLC 2,500 142,000 0.05%
23 Winfield Associates, Inc. 3,000 168,000 0.06%
24 SARGENT BICKHAM LAGUDIS LLC 3,757 210,000 0.07%
25 Virtu KCG Holdings LLC 3,862 216,000 0.07%
26 LEVEL FOUR ADVISORY SERVICES, LLC 3,980 223,000 0.07%
27 FOSTER & MOTLEY INC 4,051 227,000 0.07%
28 GUIDANT WEALTH ADVISORS 4,032 228,000 0.07%
29 IFP ADVISORS, INC 4,253 238,000 0.08%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,300 241,000 0.08% Call
31 INTEGRATED WEALTH MANAGEMENT 4,464 250,000 0.08%
32 BREMER TRUST NATIONAL ASSOCIATION 4,526 253,000 0.08%
33 INVESTMENT CENTERS OF AMERICA INC 4,595 258,000 0.08%
34 SUNTRUST BANKS INC 4,769 266,000 0.09%
35 TRUST CO 4,838 271,000 0.09%
36 HL FINANCIAL SERVICES LLC 4,888 274,000 0.09%
37 Capital Analysts, LLC 5,038 282,000 0.09%
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 5,153 288,000 0.09%
39 SHEETS SMITH WEALTH MANAGEMENT 5,181 290,000 0.10%
40 WELLS FARGO & COMPANY/MN 5,232 293,000 0.10%
41 JPMORGAN CHASE & CO 5,239 293,000 0.10%
42 M&T BANK CORP 5,284 296,000 0.10%
43 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 5,345 299,000 0.10%
44 BB&T SECURITIES, LLC 5,106 302,000 0.10%
45 HCR WEALTH ADVISORS 5,735 321,000 0.11%
46 Simplicity Solutions, LLC 5,862 328,000 0.11%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,900 330,000 0.11% Put
48 WEDBUSH SECURITIES INC 5,925 332,000 0.11%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,030 341,000 0.11%
50 PNC FINANCIAL SERVICES GROUP, INC. 6,751 378,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.