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SPROTT PHYSICAL GOLD TRUST
SPROTT PHYSICAL GOLD TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 126 Institutional holders with a total value of $256,597,504.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 B. Riley Wealth Management, Inc. 95 1,000 0.00%
2 WASHINGTON TRUST BANK 500 5,000 0.00%
3 Tower Research Capital LLC (TRC) 600 6,000 0.00%
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 614 7,000 0.00%
5 D.A. DAVIDSON & CO. 1,000 10,000 0.00%
6 Clearbridge Investments, LLC 1,000 11,000 0.00%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,360 15,000 0.01%
8 JNBA Financial Advisors 1,700 18,000 0.01%
9 WHITTIER TRUST CO OF NEVADA INC 2,250 24,000 0.01%
10 PRIVATE TRUST CO NA 2,722 29,000 0.01%
11 Beacon Capital Management, Inc. 3,350 36,000 0.01%
12 Tradewinds Capital Management, LLC 3,650 39,000 0.02%
13 WealthTrust-Arizona, LLC 4,650 50,000 0.02%
14 Ledyard National Bank 5,650 60,000 0.02%
15 THOMASPARTNERS, INC. 10,525 112,000 0.04%
16 Capital Advantage, Inc. 10,768 115,000 0.04%
17 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 11,450 122,000 0.05%
18 TRUIST FINANCIAL CORP 11,650 124,000 0.05%
19 Dominick & Dominick LLC 12,472 133,000 0.05%
20 SCOTIA CAPITAL INC. 12,900 138,000 0.05%
21 Private Harbour Investment Management & Counsel, LLC 13,250 141,000 0.05%
22 PNC FINANCIAL SERVICES GROUP, INC. 13,382 142,000 0.06%
23 BOSTON PRIVATE BANK & TRUST CO 13,420 143,000 0.06%
24 US BANCORP \DE\ 13,450 144,000 0.06%
25 Onex Canada Asset Management Inc. 13,960 149,000 0.06%
26 Cambridge Investment Research Advisors, Inc. 14,072 150,000 0.06%
27 Ionic Capital Management LLC 14,068 150,000 0.06%
28 Evanson Asset Management, LLC 14,052 150,000 0.06%
29 LVM CAPITAL MANAGEMENT LTD/MI 15,000 160,000 0.06%
30 LUCAS CAPITAL MANAGEMENT 15,650 167,000 0.07%
31 BESSEMER GROUP INC 15,775 168,000 0.07%
32 CITIGROUP INC 16,109 172,000 0.07%
33 Hilltop Holdings Inc. 16,200 173,000 0.07%
34 CITADEL ADVISORS LLC 17,334 185,000 0.07%
35 ENVESTNET ASSET MANAGEMENT INC 17,730 189,000 0.07%
36 MSI Financial Services Inc 18,408 196,000 0.08%
37 ORLEANS CAPITAL MANAGEMENT CORP/LA 21,400 228,000 0.09%
38 SILVERCREST ASSET MANAGEMENT GROUP LLC 21,755 232,000 0.09%
39 AMERICAN INTERNATIONAL GROUP, INC. 22,187 236,735 0.09%
40 Orinda Asset Management LLC 22,899 244,000 0.10%
41 GLENMEDE TRUST CO NA 24,550 261,000 0.10%
42 St. James Investment Company, LLC 24,882 265,000 0.10%
43 EP Wealth Advisors, LLC 25,000 267,000 0.10%
44 Creative Planning 25,200 269,000 0.10%
45 BLAIR WILLIAM & CO/IL 25,400 271,000 0.11%
46 JANE STREET GROUP, LLC 25,530 272,000 0.11%
47 INVESTMENT CENTERS OF AMERICA INC 24,967 277,000 0.11%
48 Legacy Private Trust Co. 25,980 277,000 0.11%
49 BANK OF MONTREAL /CAN/ 28,176 301,000 0.12%
50 Linscomb Wealth, Inc. 28,230 301,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.