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SPROTT PHYSICAL GOLD TRUST UNIT
SPROTT PHYSICAL GOLD TRUST UNIT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 124 Institutional holders with a total value of $167,882,942.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Pekin Hardy Strauss, Inc. 1,935,093 16,893,000 10.06%
2 MORGAN STANLEY 1,826,566 15,946,000 9.50%
3 Polar Asset Management Partners Inc. 1,758,267 15,350,000 9.14%
4 Evanson Asset Management, LLC 1,613,757 14,088,000 8.39%
5 LPL Financial LLC 1,289,234 11,436,000 6.81%
6 Weiss Asset Management LP 1,228,471 10,725,000 6.39%
7 Commonwealth Equity Services, Inc 1,008,405 8,803,000 5.24%
8 ROYAL BANK OF CANADA 877,207 7,658,000 4.56%
9 Virtu Financial LLC 786,052 6,862,000 4.09%
10 Citizens Business Bank 482,367 4,211,000 2.51%
11 Raymond James Financial Services Advisors, Inc. 403,673 3,524,000 2.10%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 400,641 3,485,000 2.08%
13 CREDIT SUISSE AG/ 394,570 3,445,000 2.05%
14 Fore Research & Management, LP 300,000 2,619,000 1.56%
15 BENNICAS & ASSOCIATES, INC. 257,902 2,251,000 1.34%
16 Beaumont Financial Partners, LLC 254,529 2,222,000 1.32%
17 Private Advisor Group, LLC 250,612 2,188,000 1.30%
18 RAYMOND JAMES & ASSOCIATES 201,382 1,758,000 1.05%
19 St. James Investment Company, LLC 188,853 1,649,000 0.98%
20 WFG Advisors, LP 164,459 1,436,000 0.86%
21 STIFEL FINANCIAL CORP 141,110 1,229,000 0.73%
22 Quantum Capital Management, LLC / NJ 134,719 1,176,000 0.70%
23 MUFG Americas Holdings Corp 131,853 1,151,000 0.69%
24 Hudock, Inc. 125,494 1,095,000 0.65%
25 HighTower Advisors, LLC 116,891 1,021,000 0.61%
26 JANUS HENDERSON GROUP PLC 115,162 1,005,000 0.60%
27 Filament LLC 114,974 1,004,000 0.60%
28 Baker Avenue Asset Management, LP 106,895 933,000 0.56%
29 AMERICAN CENTURY COMPANIES INC 102,260 893,000 0.53%
30 Sigma Planning Corp 101,720 888,000 0.53%
31 WELLS FARGO & COMPANY/MN 99,198 866,000 0.52%
32 SPROTT INC. 96,423 842,000 0.50%
33 Cetera Advisor Networks LLC 94,368 825,000 0.49%
34 BANK OF AMERICA CORP /DE/ 84,017 733,000 0.44%
35 JANE STREET GROUP, LLC 80,006 698,000 0.42%
36 UBS Group AG 79,269 692,000 0.41%
37 Benchmark Capital Advisors 76,550 668,000 0.40%
38 FRONTIER INVESTMENT MGMT CO 71,860 627,000 0.37%
39 MSI Financial Services Inc 71,193 622,000 0.37%
40 D.A. DAVIDSON & CO. 69,076 603,000 0.36%
41 Virtu KCG Holdings LLC 67,858 592,000 0.35%
42 ACCOUNT MANAGEMENT LLC 65,400 570,942 0.34%
43 FIRST MANHATTAN CO. LLC. 60,000 523,000 0.31%
44 OTA Financial Group L.P. 54,377 498,000 0.30%
45 EVERGREEN CAPITAL MANAGEMENT LLC 54,900 479,000 0.29%
46 BANK OF MONTREAL /CAN/ 54,521 476,000 0.28%
47 Bank of New York Mellon Corp 53,747 469,000 0.28%
48 NATIONAL PLANNING CORP 42,505 410,000 0.24%
49 ENVESTNET ASSET MANAGEMENT INC 44,394 388,000 0.23%
50 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 41,912 366,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.