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SPROTT PHYSICAL GOLD TRUST UNIT
SPROTT PHYSICAL GOLD TRUST UNIT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 117 Institutional holders with a total value of $176,715,122.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,090,721 19,192,000 10.86%
2 Pekin Hardy Strauss, Inc. 1,880,864 17,266,000 9.77%
3 Polar Asset Management Partners Inc. 1,758,267 16,141,000 9.13%
4 Bluefin Trading, LLC 1,565,084 14,352,000 8.12%
5 ROYAL BANK OF CANADA 1,179,917 10,832,000 6.13%
6 Commonwealth Equity Services, Inc 996,454 9,147,000 5.18%
7 Virtu Financial LLC 851,598 7,809,000 4.42%
8 LPL Financial LLC 635,379 5,928,000 3.35%
9 Evanson Asset Management, LLC 641,474 5,889,000 3.33%
10 Citizens Business Bank 556,976 5,113,000 2.89%
11 TOCQUEVILLE ASSET MANAGEMENT L.P. 444,370 4,079,000 2.31%
12 Beaumont Financial Partners, LLC 346,899 3,633,000 2.06%
13 CREDIT SUISSE AG/ 394,830 3,625,000 2.05%
14 Raymond James Financial Services Advisors, Inc. 365,796 3,358,000 1.90%
15 BAILARD, INC. 306,380 2,812,000 1.59%
16 Filament LLC 289,490 2,658,000 1.50%
17 Private Advisor Group, LLC 257,942 2,368,000 1.34%
18 BENNICAS & ASSOCIATES, INC. 252,902 2,322,000 1.31%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 247,576 2,273,000 1.29%
20 RAYMOND JAMES & ASSOCIATES 213,886 1,963,000 1.11%
21 St. James Investment Company, LLC 188,853 1,734,000 0.98%
22 WFG Advisors, LP 175,666 1,613,000 0.91%
23 Quantum Capital Management, LLC / NJ 141,334 1,297,000 0.73%
24 STIFEL FINANCIAL CORP 135,639 1,245,000 0.70%
25 MUFG Americas Holdings Corp 127,697 1,172,000 0.66%
26 Hudock, Inc. 125,494 1,152,000 0.65%
27 JANUS HENDERSON GROUP PLC 124,274 1,140,000 0.65%
28 Baker Avenue Asset Management, LP 121,195 1,113,000 0.63%
29 HighTower Advisors, LLC 119,569 1,098,000 0.62%
30 AMERICAN CENTURY COMPANIES INC 108,154 992,000 0.56%
31 Cetera Advisor Networks LLC 102,923 943,000 0.53%
32 Sigma Planning Corp 102,417 940,000 0.53%
33 BANK OF AMERICA CORP /DE/ 101,222 929,000 0.53%
34 WELLS FARGO & COMPANY/MN 95,290 875,000 0.50%
35 BAIRD FINANCIAL GROUP, INC. 87,750 806,000 0.46%
36 UBS Group AG 87,531 804,000 0.45%
37 JPMORGAN CHASE & CO 82,651 759,000 0.43%
38 ACCOUNT MANAGEMENT LLC 77,900 715,122 0.40%
39 Benchmark Capital Advisors 77,150 708,000 0.40%
40 FRONTIER INVESTMENT MGMT CO 76,802 705,000 0.40%
41 D.A. DAVIDSON & CO. 69,847 641,000 0.36%
42 SPROTT INC. 66,423 610,000 0.35%
43 CITY NATIONAL BANK 65,460 601,000 0.34%
44 MSI Financial Services Inc 63,970 587,000 0.33%
45 FIRST MANHATTAN CO. LLC. 60,000 550,000 0.31%
46 BANK OF MONTREAL /CAN/ 54,521 501,000 0.28%
47 EP Wealth Advisors, LLC 53,500 491,000 0.28%
48 Weiss Asset Management LP 53,147 487,000 0.28%
49 Bank of New York Mellon Corp 51,374 471,000 0.27%
50 ENVESTNET ASSET MANAGEMENT INC 44,548 409,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.