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SPROTT PHYSICAL GOLD TRUST
SPROTT PHYSICAL GOLD TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 126 Institutional holders with a total value of $256,597,504.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Mountain Lake Investment Management LLC 29,613 316,000 0.12%
52 Concert Wealth Management Inc. 30,161 325,000 0.13%
53 Wilmington Savings Fund Society, FSB 30,660 327,000 0.13%
54 Family Capital Trust Co 35,000 373,000 0.15%
55 KEYBANK NATIONAL ASSOCIATION/OH 35,535 379,000 0.15%
56 Virtu KCG Holdings LLC 36,697 392,000 0.15%
57 Pinnacle Summer Investments, Inc. 37,200 398,000 0.16%
58 KING INVESTMENT ADVISORS INC/TX 39,500 421,000 0.16%
59 Yellowstone Partners, LLC 41,000 437,000 0.17%
60 Dynamic Advisor Solutions LLC 41,921 447,000 0.17%
61 Placemark Investments, Inc. 42,804 457,000 0.18%
62 Altus Capital Inc. 42,900 458,000 0.18%
63 NATIONAL PLANNING CORP 44,761 479,000 0.19%
64 First Allied Advisory Services, Inc. 45,615 486,000 0.19%
65 STIFEL FINANCIAL CORP 48,052 513,000 0.20%
66 Salient Capital Advisors, LLC 48,535 518,000 0.20%
67 UBS AG 49,001 523,000 0.20%
68 ORRELL CAPITAL MANAGEMENT INC 48,400 565,000 0.22%
69 NEW ENGLAND SECURITIES CORP /MA/ 53,122 567,000 0.22%
70 DEUTSCHE BANK AG\ 55,646 593,000 0.23%
71 Ancora Advisors LLC 58,047 619,000 0.24%
72 BANK OF AMERICA CORP /DE/ 58,906 628,000 0.24%
73 GOLDMAN SACHS GROUP INC 59,721 637,000 0.25%
74 FIRST MANHATTAN CO. LLC. 60,000 640,000 0.25%
75 CITY NATIONAL BANK 61,125 652,000 0.25%
76 Robert W. Baird & Co. Inc 65,440 698,000 0.27%
77 Janney Montgomery Scott LLC 68,806 734,160 0.29%
78 Private Wealth Partners, LLC 69,000 736,000 0.29%
79 Seamans Capital Management, LLC 71,340 761,000 0.30%
80 Neuberger Berman Group LLC 72,400 772,000 0.30%
81 Benchmark Capital Advisors 73,850 788,000 0.31%
82 ACCOUNT MANAGEMENT LLC 79,250 845,598 0.33%
83 MUFG Americas Holdings Corp 80,209 856,000 0.33%
84 COHEN & STEERS, INC. 80,300 857,000 0.33%
85 AZZAD ASSET MANAGEMENT INC /ADV 80,976 864,011 0.34%
86 OPPENHEIMER & CO INC 86,600 924,000 0.36%
87 FRONTIER INVESTMENT MGMT CO 95,761 1,022,000 0.40%
88 JANUS HENDERSON GROUP PLC 100,892 1,077,000 0.42%
89 BENJAMIN F. EDWARDS & COMPANY, INC. 111,933 1,194,000 0.47%
90 Bank of New York Mellon Corp 122,806 1,311,000 0.51%
91 BB&T SECURITIES, LLC 12,407 1,323,000 0.52%
92 Hudock, Inc. 125,494 1,339,000 0.52%
93 SUNTRUST BANKS INC 129,014 1,375,000 0.54%
94 KMS FINANCIAL SERVICES, INC 135,252 1,443,000 0.56%
95 AMERICAN CENTURY COMPANIES INC 137,868 1,471,000 0.57%
96 JPMORGAN CHASE & CO 142,310 1,518,000 0.59%
97 Virtu Financial LLC 143,167 1,528,000 0.60%
98 Quantum Capital Management, LLC / NJ 146,601 1,564,000 0.61%
99 Baker Avenue Asset Management, LP 149,815 1,599,000 0.62%
100 WELLS FARGO & COMPANY/MN 164,814 1,758,000 0.69%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.