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SPROTT PHYSICAL GOLD TRUST
SPROTT PHYSICAL GOLD TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 123 Institutional holders with a total value of $286,033,456.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Wilmington Savings Fund Society, FSB 31,670 349,000 0.12%
52 BANK OF MONTREAL /CAN/ 31,721 349,000 0.12%
53 KEYBANK NATIONAL ASSOCIATION/OH 34,200 377,000 0.13%
54 Family Capital Trust Co 35,000 385,000 0.13%
55 LUCAS CAPITAL MANAGEMENT 35,650 393,000 0.14%
56 Pinnacle Summer Investments, Inc. 37,200 410,000 0.14%
57 KING INVESTMENT ADVISORS INC/TX 39,500 435,000 0.15%
58 Yellowstone Partners, LLC 41,000 451,000 0.16%
59 Altus Capital Inc. 41,400 456,000 0.16%
60 Placemark Investments, Inc. 42,505 468,000 0.16%
61 KMS FINANCIAL SERVICES, INC 43,184 475,000 0.17%
62 First Allied Advisory Services, Inc. 45,615 503,000 0.18%
63 NATIONAL PLANNING CORP 46,001 506,000 0.18%
64 SUNTRUST BANKS INC 46,757 513,000 0.18%
65 Dynamic Advisor Solutions LLC 47,797 526,000 0.18%
66 ORRELL CAPITAL MANAGEMENT INC 48,400 533,000 0.19%
67 Salient Capital Advisors, LLC 48,535 534,000 0.19%
68 STIFEL FINANCIAL CORP 48,652 536,000 0.19%
69 NEW ENGLAND SECURITIES CORP /MA/ 52,787 581,000 0.20%
70 UBS AG 54,263 597,000 0.21%
71 FIRST MANHATTAN CO. LLC. 60,000 660,000 0.23%
72 Ancora Advisors LLC 60,319 664,000 0.23%
73 Janney Montgomery Scott LLC 64,865 714,164 0.25%
74 DEUTSCHE BANK AG\ 70,396 774,000 0.27%
75 Neuberger Berman Group LLC 70,400 775,000 0.27%
76 Robert W. Baird & Co. Inc 72,340 796,000 0.28%
77 CITY NATIONAL BANK 73,625 811,000 0.28%
78 Seamans Capital Management, LLC 75,840 835,000 0.29%
79 Benchmark Capital Advisors 77,850 856,000 0.30%
80 ACCOUNT MANAGEMENT LLC 79,250 872,543 0.31%
81 COHEN & STEERS, INC. 80,300 884,000 0.31%
82 OPPENHEIMER & CO INC 81,700 900,000 0.31%
83 BANK OF AMERICA CORP /DE/ 83,896 923,000 0.32%
84 FRONTIER INVESTMENT MGMT CO 98,476 1,084,000 0.38%
85 WELLS FARGO & COMPANY/MN 112,833 1,243,000 0.43%
86 Bank of New York Mellon Corp 113,935 1,255,000 0.44%
87 BENJAMIN F. EDWARDS & COMPANY, INC. 115,166 1,268,000 0.44%
88 BB&T SECURITIES, LLC 11,847 1,304,000 0.46%
89 Hudock, Inc. 125,494 1,382,000 0.48%
90 MUFG Americas Holdings Corp 126,778 1,396,000 0.49%
91 Quantum Capital Management, LLC / NJ 141,616 1,559,000 0.55%
92 JPMORGAN CHASE & CO 141,908 1,563,000 0.55%
93 Baker Avenue Asset Management, LP 149,320 1,644,000 0.57%
94 JANUS HENDERSON GROUP PLC 171,658 1,890,000 0.66%
95 Filament LLC 192,967 2,125,000 0.74%
96 AMERICAN CENTURY COMPANIES INC 198,567 2,186,000 0.76%
97 Private Advisor Group, LLC 205,046 2,258,000 0.79%
98 DIALECTIC CAPITAL MANAGEMENT, LP 210,000 2,311,000 0.81%
99 BENNICAS & ASSOCIATES, INC. 237,852 2,619,000 0.92%
100 WFG Advisors, LP 260,884 2,872,000 1.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.