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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 8 Institutional holders with a total value of $7,088,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SPROTT INC. 200,000 5,754,000 81.18%
2 Virtu KCG Holdings LLC 24,422 703,000 9.92%
3 JANE STREET GROUP, LLC 9,510 274,000 3.87%
4 LPL Financial LLC 7,980 232,000 3.27%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,648 76,000 1.07%
6 AMERICAN INTERNATIONAL GROUP, INC. 830 24,000 0.34%
7 Tower Research Capital LLC (TRC) 460 13,000 0.18%
8 ROYAL BANK OF CANADA 422 12,000 0.17%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.