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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 8 Institutional holders with a total value of $7,101,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SPROTT INC. 121,710 4,930,000 69.43%
2 JANE STREET GROUP, LLC 41,645 1,687,000 23.76%
3 LPL Financial LLC 5,395 247,000 3.48%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,008 162,000 2.28%
5 ADVISOR GROUP, INC. 830 33,000 0.46%
6 BARCLAYS PLC 560 23,000 0.32%
7 BANK OF AMERICA CORP /DE/ 450 18,000 0.25%
8 Tower Research Capital LLC (TRC) 30 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.