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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 8 Institutional holders with a total value of $4,280,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SPROTT INC. 77,710 3,214,000 75.09%
2 LPL Financial LLC 11,224 409,000 9.56%
3 Virtu KCG Holdings LLC 8,242 341,000 7.97%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,421 183,000 4.28%
5 BANK OF AMERICA CORP /DE/ 1,283 53,000 1.24%
6 ADVISOR GROUP, INC. 1,100 45,000 1.05%
7 BARCLAYS PLC 560 23,000 0.54%
8 FLOW TRADERS U.S. LLC 300 12,000 0.28%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.