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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 11 Institutional holders with a total value of $5,864,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 300 10,000 0.17%
2 BARCLAYS PLC 560 18,000 0.31%
3 BANK OF AMERICA CORP /DE/ 911 29,000 0.49%
4 UBS Group AG 1,036 33,000 0.56%
5 ADVISOR GROUP, INC. 1,100 35,000 0.60%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,898 283,000 4.83%
7 LPL Financial LLC 12,524 418,000 7.13%
8 FLOW TRADERS U.S. LLC 15,044 478,000 8.15%
9 Prospera Financial Services Inc 13,900 517,000 8.82%
10 JANE STREET GROUP, LLC 49,477 1,571,000 26.79%
11 SPROTT INC. 77,825 2,472,000 42.16%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.