| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 917,197 | 10,401,000 | 12.67% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 738,659 | 8,376,000 | 10.20% | ||
| 3 | Invesco Ltd. | 688,420 | 7,807,000 | 9.51% | ||
| 4 | AMERIPRISE FINANCIAL INC | 581,761 | 6,663,000 | 8.11% | ||
| 5 | WELLS FARGO & COMPANY/MN | 534,231 | 6,058,000 | 7.38% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 510,067 | 5,784,000 | 7.04% | ||
| 7 | NEWGATE CAPITAL MANAGEMENT LLC | 286,540 | 3,249,000 | 3.96% | ||
| 8 | BAR HARBOR TRUST SERVICES | 276,891 | 3,140,000 | 3.82% | ||
| 9 | LPL Financial LLC | 244,788 | 2,776,000 | 3.38% | ||
| 10 | PENN MUTUAL LIFE INSURANCE CO | 192,000 | 2,177,000 | 2.65% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 168,689 | 1,913,000 | 2.33% | ||
| 12 | Koshinski Asset Management, Inc. | 164,520 | 1,866,000 | 2.27% | ||
| 13 | SG Americas Securities, LLC | 124,952 | 1,417,000 | 1.73% | ||
| 14 | UBS Group AG | 105,419 | 1,195,000 | 1.46% | ||
| 15 | Windsor Capital Management, LLC | 104,048 | 1,180,000 | 1.44% | ||
| 16 | WOLVERINE ASSET MANAGEMENT LLC | 103,863 | 1,177,000 | 1.43% | ||
| 17 | Commonwealth Equity Services, Inc | 99,173 | 1,125,000 | 1.37% | ||
| 18 | OTA Financial Group L.P. | 96,900 | 1,098,000 | 1.34% | ||
| 19 | New Century Advisors, LLC | 93,907 | 1,062,000 | 1.29% | ||
| 20 | THRIVENT FINANCIAL FOR LUTHERANS | 95,280 | 1,059,000 | 1.29% | ||
| 21 | DOLIVER ADVISORS, LP | 90,030 | 1,020,000 | 1.24% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 87,888 | 997,000 | 1.21% | ||
| 23 | FIRST FOUNDATION ADVISORS | 73,728 | 836,000 | 1.02% | ||
| 24 | PICTET BANK & TRUST Ltd | 70,000 | 794,000 | 0.97% | ||
| 25 | Horizon Kinetics LLC | 66,238 | 751,000 | 0.91% | ||
| 26 | DEUTSCHE BANK AG\ | 62,096 | 704,000 | 0.86% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 52,277 | 593,000 | 0.72% | ||
| 28 | Weiss Asset Management LP | 49,792 | 565,000 | 0.69% | ||
| 29 | Cetera Advisor Networks LLC | 34,333 | 388,000 | 0.47% | ||
| 30 | CREDIT SUISSE AG/ | 32,414 | 368,000 | 0.45% | ||
| 31 | GEODE CAPITAL MANAGEMENT, LLC | 32,106 | 364,000 | 0.44% | PRN | |
| 32 | Janney Montgomery Scott LLC | 31,923 | 362,005 | 0.44% | ||
| 33 | First Allied Advisory Services, Inc. | 31,129 | 354,000 | 0.43% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 28,988 | 329,000 | 0.40% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 27,517 | 313,000 | 0.38% | ||
| 36 | CTC Alternative Strategies, Ltd. | 27,600 | 312,984 | 0.38% | ||
| 37 | NWAM LLC | 20,654 | 234,000 | 0.28% | ||
| 38 | Coe Capital Management, LLC | 20,000 | 226,800 | 0.28% | ||
| 39 | AmeriServ Wealth Advisors | 20,000 | 226,000 | 0.28% | ||
| 40 | NATIONAL PLANNING CORP | 19,323 | 214,873 | 0.26% | ||
| 41 | Capital Investment Advisors, LLC | 18,708 | 212,000 | 0.26% | ||
| 42 | FRANKLIN RESOURCES INC | 18,532 | 210,000 | 0.26% | ||
| 43 | ROYAL BANK OF CANADA | 17,810 | 202,000 | 0.25% | ||
| 44 | Bartlett & Co. LLC | 16,969 | 192,000 | 0.23% | ||
| 45 | Shaker Financial Services, LLC | 16,445 | 186,000 | 0.23% | ||
| 46 | Advisors Asset Management, Inc. | 16,031 | 182,000 | 0.22% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,903 | 181,000 | 0.22% | ||
| 48 | TFS CAPITAL LLC | 15,576 | 177,000 | 0.22% | ||
| 49 | US BANCORP \DE\ | 11,150 | 127,000 | 0.15% | ||
| 50 | BHF Kleinwort Benson Group S.A. | 9,600 | 109,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
