| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,147,666 | 12,360,000 | 14.28% | ||
| 2 | MORGAN STANLEY | 836,331 | 9,007,000 | 10.40% | ||
| 3 | Invesco Ltd. | 650,749 | 7,008,000 | 8.09% | ||
| 4 | Trust Asset Management LLC | 605,586 | 6,522,000 | 7.53% | ||
| 5 | WELLS FARGO & COMPANY/MN | 469,796 | 5,060,000 | 5.84% | ||
| 6 | NEWGATE CAPITAL MANAGEMENT LLC | 424,751 | 4,575,000 | 5.28% | ||
| 7 | FIRST FOUNDATION ADVISORS | 380,986 | 4,103,000 | 4.74% | ||
| 8 | CITIGROUP INC | 366,209 | 3,944,000 | 4.56% | ||
| 9 | LPL Financial LLC | 231,256 | 2,500,000 | 2.89% | ||
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 207,197 | 2,231,000 | 2.58% | PRN | |
| 11 | PENN MUTUAL LIFE INSURANCE CO | 192,000 | 2,068,000 | 2.39% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 175,841 | 1,894,000 | 2.19% | ||
| 13 | BAR HARBOR TRUST SERVICES | 173,644 | 1,870,000 | 2.16% | ||
| 14 | Koshinski Asset Management, Inc. | 168,952 | 1,820,000 | 2.10% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 146,820 | 1,581,000 | 1.83% | ||
| 16 | DEUTSCHE BANK AG\ | 133,092 | 1,433,000 | 1.66% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 116,370 | 1,253,000 | 1.45% | ||
| 18 | UBS Group AG | 110,952 | 1,195,000 | 1.38% | ||
| 19 | DOLIVER ADVISORS, LP | 98,592 | 1,062,000 | 1.23% | ||
| 20 | Windsor Capital Management, LLC | 97,476 | 1,050,000 | 1.21% | ||
| 21 | New Century Advisors, LLC | 93,907 | 1,009,000 | 1.17% | ||
| 22 | HUNTINGTON NATIONAL BANK | 90,441 | 974,000 | 1.12% | ||
| 23 | THRIVENT FINANCIAL FOR LUTHERANS | 86,885 | 953,000 | 1.10% | ||
| 24 | RAYMOND JAMES & ASSOCIATES | 81,724 | 880,000 | 1.02% | ||
| 25 | Commonwealth Equity Services, Inc | 78,413 | 845,000 | 0.98% | ||
| 26 | AMERIPRISE FINANCIAL INC | 78,019 | 840,000 | 0.97% | ||
| 27 | Robert W. Baird & Co. Inc | 56,912 | 613,000 | 0.71% | ||
| 28 | Yorktown Management & Research Co Inc | 50,000 | 539,000 | 0.62% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 41,100 | 443,000 | 0.51% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 38,803 | 417,908 | 0.48% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 37,474 | 404,000 | 0.47% | ||
| 32 | INTEGRATED WEALTH COUNSEL, LLC | 37,090 | 399,000 | 0.46% | ||
| 33 | Curi Capital, LLC | 36,584 | 394,000 | 0.46% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 36,175 | 389,000 | 0.45% | ||
| 35 | Janney Montgomery Scott LLC | 35,438 | 382,000 | 0.44% | ||
| 36 | PICTET BANK & TRUST Ltd | 33,000 | 355,000 | 0.41% | ||
| 37 | CREDIT SUISSE AG/ | 32,614 | 351,000 | 0.41% | ||
| 38 | First Allied Advisory Services, Inc. | 30,529 | 332,000 | 0.38% | ||
| 39 | Cetera Advisor Networks LLC | 30,881 | 331,000 | 0.38% | ||
| 40 | Virtu KCG Holdings LLC | 23,824 | 257,000 | 0.30% | ||
| 41 | SG Americas Securities, LLC | 22,500 | 242,000 | 0.28% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,053 | 238,000 | 0.27% | ||
| 43 | Shaker Financial Services, LLC | 20,875 | 225,000 | 0.26% | ||
| 44 | NWAM LLC | 20,654 | 222,000 | 0.26% | ||
| 45 | ROYAL BANK OF CANADA | 19,754 | 213,000 | 0.25% | ||
| 46 | FRANKLIN RESOURCES INC | 18,532 | 200,000 | 0.23% | ||
| 47 | Capital Investment Advisors, LLC | 19,586 | 195,000 | 0.23% | ||
| 48 | Bartlett & Co. LLC | 16,969 | 183,000 | 0.21% | ||
| 49 | Advisors Asset Management, Inc. | 15,374 | 166,000 | 0.19% | ||
| 50 | NATIONAL PLANNING CORP | 12,708 | 141,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
